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Clean in Place – A Review of 

Current Technology and its Use 

in the Food and Beverage 

Industry 

Report for general 
circulation 

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Clean in Place – A Review of Current 

Technology and its Use in the Food and 

Beverage Industry 

 

 

October 2005 

 

Report for general circulation 

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Clean in Place – A Review of Current Technology and its Use in the Food and Beverage Industry 

 

 

1

 

Deakin Project Team 

Dr Laurence Palmowski  
A/Prof K. (Bas) Baskaran  
Dr Heidi Wilson 

Mr Brett Watson 
 
 
 
 

 
 
 
 

 
 
 

October 2005 

 

 
 

 
 
 

 
 

Project Contact Details 

Dr Laurence Palmowski 

 

 

 

 

 

 

School of Engineering and Technology 
Deakin 

University 

   

Geelong, 

VIC, 

3217 

    

Tel (03) 5227 2443 

 

 

 

Fax (03) 5227 2167   

 

 

Email: 

lpalm@deakin.edu.au

   

 
 

 
 
 

 
 
 

 
 

 
 

Disclaimer 

This publication may be of assistance to you, but Deakin University and their 

employees do not guarantee that the publication is without flaw of any kind or is 
wholly appropriate for your particular purposes, and therefore disclaims all liability for 
any error, loss or other consequence which may arise from you relying on any 

information in this publication. 

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EXECUTIVE SUMMARY 

The need to recycle water is becoming increasingly important.  

One of the main factors limiting the potential for water recycling 
is the high level of Total Dissolved Solids (TDS) found in treated 
water. Melbourne Water and City West Water, in their salinity 
reduction strategy for the Western Treatment Plant, have set a 

target of reducing TDS in treated water by 40% by 2009. 
Identified options to reduce TDS level in recycled water include 
end-of-pipe desalination technologies, segregation of salty 
streams at source, and TDS reduction and substitution at source. 

Following the waste hierarchy, TDS reduction and substitution at 
the source appear to be the best approaches as they avoid costly 
desalination technologies and the difficult handling of the 
segregated by-products.  

The food and beverage industries are among the main 

contributors of TDS loads to the sewer. A large source of TDS, 
and particularly sodium, in these factories is the cleaning 
chemicals used to maintain high hygienic and quality levels in the 
factories. Conventional cleaning agents used in the food and 

beverage industry are usually based on sodium hydroxide, and/or 
require strong acids or bases for neutralization. This results in 
high dissolved solids levels, especially sodium levels, being 
discharged in effluent streams from factories. Therefore, to reduce 

TDS loads discharged to the sewer it is necessary to review 
current industrial cleaning practices. 

The aim of this project was two-fold. The first aim was to identify 
cleaning chemicals that have the potential to replace traditional 

chemicals used in the food and beverage industry and that can 
reduce TDS in effluent discharged to the sewer. The second aim 
was to identify technologies that can be used to collect, treat and 
reuse cleaning solutions for subsequent cleaning cycles. This 
could lead to significant reduction in cleaning chemical usage. 

The tasks of the project were as follows: 

ƒ 

Conduct a critical desk-top review of CIP cleaning agents 

containing reduced levels of sodium or no sodium. 

ƒ 

Undertake a desk-top review of CIP chemical recovery 

technologies via the trade and scientific literature. 

There is a wide variety of cleaning agents currently available that 
could provide an alternative to sodium hydroxide. The alternative 
cleaning agents include built cleaning solutions (contain 

additives), low sodium alkaline cleaners, potassium hydroxide 
(KOH) based products, NaOH/KOH blends, biotechnology based 

Intro-

duction 

Project 

aims 

Alterna-
tive 

cleaning 

chemicals 

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cleaners and further alternatives including plant based products. 

Alternatives to conventional acid cleaners were also identified. 

From this review, it was found that the use of built cleaning 
solutions can reduce cleaning times and/or cleaning chemical 
concentrations.  The use of alkaline cleaners with medium and 

low sodium concentrations can lead to reductions in sodium 
discharge from CIP in the range of 78-99%. Even further 
reductions in sodium levels can be achieved by using KOH based 
products which do not contain sodium at all (almost 100% 
reduction in sodium discharge from CIP). However, the cost of 

KOH based cleaning agents is higher than that of NaOH, which is 
currently limiting its wide spread application in processing plants.  

Enzyme based cleaners have been shown to be very effective for 
cleaning purposes in the food and beverage industries.  However, 

the application of enzymes is mainly restricted to cleaning 
membranes due to their operating temperature. Further 
alternatives to alkaline cleaning agents, including plant-based 
products were found to be rarely used in large scale applications.  

In addition, there is little information available on these 
chemicals.   

Alternative acid cleaners, which are mainly based on citric acid, 
have been shown to be effective for cleaning purposes but they 
have yet to become widely used in the food and beverage 

industries. 

A number of different CIP systems are currently used in the food 
and beverage industries and can be categorised as follows: single 
use system, reuse system and multi-use system. A number of 

benefits and limitations are associated with each type of system.   
Reuse systems collect and reuse used CIP solutions for 
subsequent CIP cycles. As a result, reuse systems have lower 
running costs due to lower chemical requirements. However, they 

require trained operator and a centralised CIP infrastructure. Due 
to their simplicity, single use systems may be favoured over reuse 
and multi-use systems for certain applications. However, there 
will be situations where reuse and multi-use systems will be the 

better option. A table summarising the advantages and 
disadvantages of each system was produced to provide guidance 
for selecting the most appropriate technology for a specific 
application.  

While reuse systems increase the life of CIP cleaning solutions, 

leading to cost and environmental benefits, the use of recovery 
technologies can further extend the life of CIP solutions. By 
removing organic and inorganic contaminants from cleaning 
solutions, recovery technologies such as centrifugation or 

membrane separation can reduce chemical usage by up to 97%. 

Reuse and 
recovery 

of cleaning 

solutions 

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Several optimisation methods can be implemented to help 

minimise the consumption of cleaning chemicals, thereby 
reducing the TDS load of the effluent.  Some of these methods are 
the review of cleaning frequency, the use of mechanical action 
(pigging systems, high pressure sprayers and floor scrubbers) and 

CIP monitoring. Increased intervals between cleaning cycles have 
been found to have little or no negative impact on product quality 
and hygienic requirements in certain applications. Pigging 
systems are effective at removing product from pipes prior to 
chemical cleaning while high pressure spray and mechanical floor 

scrubbers can enhance the removal of biofilms from equipment. 
CIP monitoring systems can be used to fine-tune and optimise the 
cleaning operations of factories. 

Further work is recommended including laboratory evaluation of 

alternative cleaning chemicals, followed by factory trials. Pilot-
scale trials of reuse and recovery systems in factories are 
suggested. Of high priority is also the training on CIP practices 
and optimisation as well as the transfer of technology and 

knowledge to industry. 

 

Re-
commen-

dations 

CIP 

optimisa

tion 

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2  TABLE OF CONTENT 

1

 

EXECUTIVE SUMMARY................................................................................ 2

 

2

 

TABLE OF CONTENT ................................................................................... 5

 

3

 

ACRONYMS ................................................................................................. 7

 

4

 

INTRODUCTION ........................................................................................ 10

 

4.1

 

C

LEANING AND 

CIP......................................................................................... 10

 

4.1.1

 

Key factors for cleaning .....................................................................................................10

 

4.1.2

 

The benefits of CIP vs. manual cleaning ............................................................................12

 

4.1.3

 

Typical CIP cycle................................................................................................................13

 

4.2

 

A

IM AND 

O

BJECTIVES

..................................................................................... 13

 

4.2.1

 

Background.........................................................................................................................13

 

4.2.2

 

Aim and Objectives.............................................................................................................14

 

4.2.3

 

Scope of the project ............................................................................................................15

 

5

 

IDENTIFICATION OF REDUCED SODIUM AND NON-SODIUM CLEANERS..... 15

 

5.1

 

I

NTRODUCTION

............................................................................................... 15

 

5.2

 

B

UILT 

N

A

OH

 OR BUILT 

KOH............................................................................ 16

 

5.3

 

A

LKALINE CLEANERS WITH MEDIUM OR LOW SODIUM CONCENTRATIONS

................... 16

 

5.4

 

P

OTASSIUM HYDROXIDE 

(KOH)

 BASED PRODUCTS

................................................ 17

 

5.5

 

S

ODIUM AND POTASSIUM BLENDS

...................................................................... 18

 

5.6

 

E

NHANCED CLEANING CHEMICALS

..................................................................... 19

 

5.7

 

B

IOTECHNOLOGY CLEANING AGENTS

.................................................................. 20

 

5.7.1

 

Enzyme-based cleaners.......................................................................................................20

 

5.7.2

 

Bacteria-based cleaners .....................................................................................................26

 

5.8

 

A

LTERNATIVES TO ALKALINE CLEANING AGENTS INCLUDING PLANT

-

BASED CLEANERS

.. 27

 

5.9

 

A

LTERNATIVE ACID CLEANERS

........................................................................... 29

 

5.10

 

A

LTERNATIVE SANITISERS

............................................................................. 29

 

5.10.1

 

Alternative chemical sanitisers...........................................................................................30

 

5.10.2

 

Non-chemical sanitisers .....................................................................................................31

 

5.10.3

 

Combined acid detergent + sanitiser .................................................................................33

 

5.11

 

C

OMPARISON OF CLEANING CHEMICALS

........................................................... 33

 

5.11.1

 

Comparison on cleaning performance ...............................................................................33

 

5.11.2

 

Comparison of cleaning efficiency for membrane cleaning ...............................................34

 

5.11.3

 

Comparison of cleaning efficiency for biofilm removal......................................................36

 

5.11.4

 

Comparison of cleaning chemicals through life cycle assessment .....................................36

 

5.12

 

D

ESK

-

TOP REVIEW OF THE IMPACT OF IMPLEMENTATION OF ALTERNATIVE CHEMICALS

 37

 

5.12.1

 

Residue risk, OH&S and corrosion issues..........................................................................37

 

5.12.2

 

Sodium discharge reduction ...............................................................................................38

 

6

 

REVIEW OF CIP RECOVERY TECHNOLOGIES ............................................ 40

 

6.1

 

I

NTRODUCTION

............................................................................................... 40

 

6.2

 

S

INGLE USE SYSTEMS

...................................................................................... 41

 

6.3

 

M

ULTI

-

USE SYSTEMS

....................................................................................... 42

 

6.3.1

 

Benefits of multi-use systems ..............................................................................................42

 

6.3.2

 

Case studies ........................................................................................................................43

 

6.4

 

CIP

 

R

EUSE SYSTEMS

...................................................................................... 44

 

6.4.1

 

General remarks .................................................................................................................44

 

6.4.2

 

Straight reuse vs. treatments...............................................................................................45

 

6.4.3

 

Reuse after gravity separation............................................................................................45

 

6.4.4

 

Reuse following physicochemical treatments .....................................................................48

 

6.4.5

 

Reuse following membrane separation...............................................................................49

 

6.5

 

R

EVIEW OF POSSIBLE IMPLEMENTATION OF 

CIP

 RECOVERY TECHNOLOGIES

.............. 57

 

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6.5.1

 

Single use vs. reuse systems................................................................................................57

 

6.5.2

 

Selection summary of reuse treatment technologies ...........................................................58

 

7

 

OPTIMISATION OF CLEANING TOWARDS REDUCED CHEMICAL USAGE ..... 60

 

7.1

 

F

REQUENCY OF CLEANING

................................................................................ 61

 

7.2

 

M

ECHANICAL ACTION TO SUPPORT CLEANING

....................................................... 62

 

7.2.1

 

High pressure spray and mechanical scrubber ..................................................................62

 

7.2.2

 

Pigging systems ..................................................................................................................62

 

7.3

 

CIP

 

M

ONITORING

........................................................................................... 63

 

7.4

 

C

ASE STUDIES

............................................................................................... 63

 

8

 

RECOMMENDATIONS FOR FUTURE WORK ................................................ 64

 

9

 

ACKNOWLEDGMENTS ............................................................................... 66

 

10

 

REFERENCES......................................................................................... 67

 

 

APPENDICES 

Appendix A - Summary and classification of alternative chemicals 

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ACRONYMS 

BSA 

Bovine Serum Albumin 

CAPEX Capital 

Expenditure 

CIP Cleaning-In-Place 
COD 

Chemical Oxygen Demand 

CSCCO 

Combined Simultaneous Caustic Cleaning and Oxidation 

CTAB Cetyle-Trimethyl-Ammonium 

Bromide 

CWW 

City West Water 

DEH 

Department of the Environment and Heritage 

EDTA 

Ethylene Diamine Tetra Acetic Acid 

EO Electrolysed 

Oxidizing 

EPA 

Environment Protection Authority 

ETBPP 

Environmental Technology Best Practice Program 

H

3

PO

4

 Phosphoric 

acid 

HCl Hydrochloric 

acid 

HNO

3

 Nitric 

acid 

KMS 

Koch Membrane Systems 

LCA 

Life Cycle Assessment 

LPS Lactoperoxidase 

System 

MF Microfiltration 
NaOH Sodium 

hydroxide 

NF Nanofiltration 
NFESC 

Naval Facilities Engineering Service Center 

OH&S 

Occupational Health and Safety 

PLC 

Programmable Logic Controller 

PPM 

Parts Per Million 

PVC 

Poly Vinyl chloride 

RO Reverse 

Osmosis 

RWPC 

Reconstituted Whey Protein Concentrate 

SDS 

Sodium Dodecyl Sulphate 

SME 

Small and Medium Enterprise 

SPC 

Standard Plate Count 

SS Suspended 

Solids 

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TAZ Terg-A-Zyme 
TOC 

Total Organic Carbon 

TDS 

Total Dissolved Solids 

TVC 

Total Viable Count 

UF Ultrafiltration 
UK United 

Kingdom 

UNEP 

United Nations Environment Programme 

UV Ultraviolet 

 

Glossary  

Caustic or caustic soda 

Other name for sodium hydroxide 

Diafiltration 

Water is added during the filtration 

process to reduce the concentration of a 
component in the retentate or permeate 
(Wagner 2001) 

Fouling 

Product residues, scale and other 

unwanted deposits. Word used inter-
changeably with “Soil”  

Flux 

Flow rate through a membrane divided by 
membrane surface area 

Membrane 

recovery 

 

Defined as the volume of permeate 

obtained per total volume of stream 
processed 

Permeate 

Stream passing through a membrane 

Recirculation 

In most CIP cycles, there is a step where 

cleaning solutions are recirculated, i.e. 
pumped in closed loop through the 
equipment until an acceptable cleaning 
level is reached 

Recovery 

Collection of cleaning solutions followed 
by treatment and subsequent use in 
following cleaning cycles 

Recycling 

In this report, this term is limited to the 

recycling of water 

Retentate 

Stream not passing through a membrane 

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Reuse 

Collection of cleaning solutions and 

subsequent use in following cleaning 
cycles 

Soil 

Product residues, scale and other 
unwanted deposits (Romney 1990a) 

Specific energy 

Energy required in a membrane process 
per volume of permeate obtained 

Volume 

retention 

ratio 

(VRR) Volume of retentate over volume of 

solution treated 

 

Symbols 

)

 

Symbol for a case study 

 

Symbol for a scientific research outcome 

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INTRODUCTION 

4.1  Cleaning and CIP 

Trägårdh (1989) defined cleaning as “a process where material is 
relieved of a substance which is not an integral part of the material.” In 
the food and beverage industry, cleaning is an essential procedure in 
the operation of a factory to achieve the following objectives (Garrick 
and Schiekowski 1980; Dresch et al. 2001): 

ƒ 

Maintain the high hygienic levels required; 

ƒ 

Remove soil (or fouling) to restore process performance (heat 
transfer, pressure drops). Soil is defined as product residues, 
scale and other unwanted deposits (Romney 1990a); 

ƒ 

Maintain product quality. 

 

4.1.1 Key factors for cleaning 

Cleaning is a combination of physical and chemical action, in which the 

following aspects play an important role (Australian Standards 2001): 

ƒ 

Contact time. The contact time between the chemical and the soil 
is important and needs to cover the following phases: 

o

 

Diffusion of the cleaning chemical into the soil layer 

o

 

Swelling of the soil 

o

 

Mass transfer phase from the soil layer into the liquid 

o

 

Transport away from the surface, flush 

ƒ 

Temperature 

o

 

Cold: below 30ºC 

o

 

Warm: 30 - 50ºC 

o

 

Hot: 50 - 80ºC 

o

 

Very hot: above 80ºC 

Temperature influences diffusion, mass transfer and fluid 
characteristics, the various parameters are thus inter-linked. 

ƒ 

Turbulence and resulting shear forces acting on deposits  

ƒ 

Type of soil (Romney 1990a; Prasad 2004c) 

o

 

Organic soil: mainly of plant or animal origin, depending on 

the industry. Organic soil is usually cleaned by alkaline 
detergents, amongst which sodium and potassium 
hydroxide are the most common.  

o

 

Inorganic soil: mainly of mineral origin. It is mostly cleaned 

by acidic detergents, including inorganic acids (e.g. 

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phosphoric, nitric and hydrochloric acids) and to a smaller 

extent organic acids (e.g. hydroxyacetic and citric acid) 

o

 

Combined organic/inorganic soil, which is the most 

common type 

o

 

Biofilms, which develop on equipment if soils are not 

removed frequently enough. Biofilms can lead to hygiene 
issues as well as adverse technological effects (Kumar and 
Anand 1998) 

ƒ 

Concentration and type of cleaning chemical  

A wide variety of detergents are used in the food and beverage industry. 
They can be classified according to their functions and applications 

(Australian Standards 2001). Brief descriptions of the different 
detergents commonly used in the food and beverage industry are given 
below. The following section has been taken directly from Australian 
Standards (2001). 

Multi-purpose detergents – Multi-purpose detergents are intended 
primarily for use in manual, pressure or foam cleaning of all types of 
surfaces, in all areas. 

Heavy-duty alkaline detergents – Heavy-duty alkaline detergents are 
intended for the removal of proteins, fats and other strongly adherent 
organic soils from surfaces. 

Enzyme-assisted detergents – Enzyme-assisted detergents are detergent 
formulations which contain enzymes, which are intended to break down 
and solubilize otherwise difficult-to-remove food soils using relatively 
mild detergents and cleaning conditions. 

Acidic detergents – Acidic detergents are used to remove mineral soils 
and other soils resistant to neutral or alkaline detergents. 

Oil-lift detergents – Oil-lift detergents are detergents, typically containing 
water soluble solvents and surfactants, intended for the removal of 
accumulated grease and oil from walls and floors. 

Smokehouse detergents – Smokehouse detergents are designed 
primarily for the removal of fats and tar from walls, floors and 
equipment in smokehouses. 

It is common practice to add additives to pure cleaning chemicals such 
as NaOH to improve specific attributes of the chemicals. The attributes 
that a detergent should ideally have are described in the following 
section, which has been taken directly from Romney (1990a). 

Dispersing and suspending power – to bring insoluble soils into 
suspension and prevent their redeposition on cleaned surfaces. 

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Emulsifying power – to hold oils within the cleaning solution. 

Sequestering power – the ability to combine with calcium and 
magnesium salts to form water-soluble compounds and to aid 

detergency. 

Wetting power – to reduce surface tension and thus aid soil penetration. 

Rinsing power – the ability to rinse away clearly and completely without 
leaving any trace of soil or the detergent chemical on the cleaned 
surface. 

In membrane cleaning for example, surfactants perform a wide range of 

roles: they help to wet surfaces, facilitate soil removal, suspend 
materials, stabilize foam, adsorb on surfaces to amend properties of the 
surface and act as biocide (D'Souza and Mawson 2005). 

 

 

4.1.2 The benefits of CIP vs. manual cleaning 

Over the last few decades, the use of Cleaning-In-Place (CIP) systems 
has brought more reliability in equipment cleaning. CIP is defined as 
“the cleaning of complete items of plant or pipeline circuits without 

dismantling or opening of the equipment and with little or no manual 
involvement on the part of the operator. The process involves jetting or 
spraying of surfaces or circulation of cleaning solutions through the 
plant under conditions of increased turbulence and flow velocity” (NDA 
Chemical Safety Code, 1985). 

The use of CIP shows numerous advantages compared to manual 
cleaning, including improved cleaning efficiency, shorter cleaning 
cycles, improved Occupational Health and Safety (OH&S) and reduced 
environmental impact (DEH 2003). 

)

 As an example, Cascade Brewery applied, extended and automated 

the reticulation of cleaning solution throughout their brewery and 

beverage plants. As a result, a 60% reduction in cleaning agents was 
achieved in the brewery, while the reduction reached up to 80% in the 
cider section of the beverage plant (DEH 2003).  

)

 The introduction of CIP systems in a Small and Medium Enterprise 

(SME) can also show economic and environmental benefits. At Food 
Spectrum, which produces ingredients for the food manufacturing 

industry, it is estimated that 20% of cleaning water can be reused by 
introducing a $50,000 CIP system, with a pay-back period of 3 years 
(Prasad et al. 2004). It was also reported that the CIP system has the 
potential to increase water reuse to 50%, leading to increased water 

savings and reduced payback period (EPA 2003). 

 

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4.1.3 Typical CIP cycle 

A typical CIP cycle is presented in the sequence below (Romney 1990a; 
Australian Standards 2001). It is important to note that this cycle will 
differ from one site to another and from one process to another at the 
same site. 

1.  Product flush to remove product residuals. This is often carried 

out using water but is not a necessity 

2.  Pre-rinse to remove any loosely-adherent residuals (and micro-

organisms attached to these residuals). This is usually performed 
with water (or slightly alkaline solution) and reduces the amount 

of soil, which the main cleaning step has to remove. 

3.  Main cleaning step to lift the soil from the equipment surface. The 

soiling compounds will be suspended or dissolved in the cleaning 
solution. This step, which is responsible for removing most of the 

soil and micro-organisms attached to surfaces, can be sub-
divided into sub-steps to allow for various cleaning chemicals to 
be used. For example: 

a.  Caustic cleaning, followed by 
b.  Intermediate rinse, and  
c.  Acid cleaning step (when required) 

4.  Final rinse to remove residuals of cleaning solutions 

5.  Disinfection/sanitising step to reduce the number of micro-

organisms from previously cleaned surfaces 

6.  Post-rinse might be necessary to remove residuals of sanitisers 

Each food and beverage industry type has different CIP requirements. 
Furthermore, each area of a food and beverage factory can have 
different CIP requirements. For example, the CIP requirements differ in 

open systems (e.g. vessels) and in closed systems (e.g. pipes). The CIP 
performance in the former is easier to assess visually. 

 

4.2  Aim and Objectives 

4.2.1 Background 

The need to recycle water in industry is becoming increasingly 
important.  There is also a growing need to reduce sewer loadings to 
achieve a higher quality of trade waste discharges and of treated water. 
Total Dissolved Solids (TDS) levels in treated water have been identified 

as a key factor limiting water recycling due to their significant impact 
on soil productivity (DSE 2004). In the Western Melbourne metropolitan 

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region, almost half of the TDS in treated water is produced by industry 

and commerce. 

The government has shown its commitment to work with industry and 
water authorities to improve industrial water management. Urban water 
authorities are currently working with industrial and commercial 

customers and the Environment Protection Authority (EPA) to develop 
cleaner production programs and to reduce TDS discharges. In 
particular, Melbourne Water and City West Water in their salinity 
reduction strategy for the Western Treatment Plant have set a target of 
reducing the TDS content of recycled water by 40% by 2009 (DSE, 

2004). 

Identified options to reduce TDS content in recycled water include end-
of-pipe desalination technologies, segregation of salty streams at source, 
and salt reduction and substitution at source. Following the waste 

hierarchy, salt reduction and substitution at the source appear to be 
the best approaches as they avoid costly desalination technologies and 
the difficult handling of the segregated by-products. 

The food and beverage industry, which represents 22% of the total 

Victorian manufacturing turnover (ABS 2005), is a significant 
contributor to trade waste and TDS discharges. It is estimated that 
approximately 50% of the sodium found in trade waste from some of the 
food and beverage industries originates from CIP practices. The reason 
for this is that conventional cleaning agents used in CIP systems are 

usually based on sodium hydroxide, and/or require strong acids or 
bases for neutralization. This results in high dissolved solids levels, 
especially sodium levels, being discharged from factories in trade waste. 

4.2.2 Aim and Objectives 

The aim of this project was two-fold. The first objective was to identify 
CIP chemicals that have the potential to replace traditional CIP 
chemicals used in the food and beverage industry to reduce TDS in 
trade waste. The second aim is to identify the technologies that can be 

used to collect, treat and reuse cleaning chemicals for subsequent 
cleaning cycles. 

The tasks of the project were as follows: 

ƒ 

Conduct a critical desk-top review of CIP cleaning agents 

containing reduced levels of sodium or no sodium. To conduct 
this review, published literature, available case studies, and 
chemical suppliers have been consulted.  

ƒ 

Undertake a desk-top review of CIP chemical recovery 
technologies via the trade and scientific literature. Technology 

suppliers have also been contacted for additional information. 

 

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4.2.3 Scope of the project 

The main focus of this report is on factories in the food and beverage 
sector, which are major contributors of TDS within the CWW boundary. 
Some information related to the utilisation of alternative chemicals and 
technologies has also been found from other industry sectors and has 

been included in the report.  

All assessments have been made based on published literature, 
available case studies and information provided by suppliers of 
alternative chemicals and/or technologies. No experimental work was 
undertaken at this stage of the project.  

 

IDENTIFICATION OF REDUCED SODIUM AND NON-
SODIUM CLEANERS  

5.1  Introduction 

One of the main purposes of this project was to identify alternative CIP 
chemicals and processes to those currently used in the food and 

beverage industry with the intention of reducing TDS in effluent 
discharged to the sewer. Sodium hydroxide or caustic soda (NaOH) is 
the most widely used alkaline detergent in the food and beverage 
industry, due to its low price and high cleaning efficiency for fatty-type 

and protein soils. The most commonly used acidic detergents are nitric 
acid and phosphoric acid. These conventional cleaning chemicals 
contribute significantly to the TDS and sodium levels discharged by 
food and beverage industries. As a result of high TDS and sodium 

concentrations, the recycling of treated water is restricted to avoid any 
damage on soils and vegetation. Therefore, there is a clear need to 
identify alternative chemicals to reduce the use of traditional chemicals 
throughout the food and beverage industry. 

The range of alternative cleaning chemicals can be classified as follows:  

ƒ 

Built NaOH or built KOH. These chemicals contain additives 
which enhance the performance of the sodium and/or potassium 
hydroxide. As a result, lower salt/sodium concentrations can be 
used. 

ƒ 

Low sodium alkaline cleaners 

ƒ 

Potassium hydroxide (KOH) based products  

ƒ 

NaOH/KOH blends 

ƒ 

Biotechnology based cleaners, mainly consisting of enzyme-based 

cleaners 

ƒ 

Alternatives to alkaline cleaning agents, including plant-based 
cleaners 

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ƒ 

Alternative acid cleaners 

ƒ 

Alternative sanitisers, including non-chemical based sanitisers 

All these options, which offer a possible reduction in TDS and/or 
sodium in trade waste, are discussed in more detail below. Available 
case studies and literature references have been included. A complete 

list of all alternative chemicals can be found in Appendix A. It should be 
noted that some of the chemicals listed are currently not available in 
Australia and would need to be introduced if interest was shown. 
Following this presentation of the alternative chemicals, a desk-top 
assessment of the possible reduction in sodium discharged to trade 

waste, as a result of the change over from traditional cleaning 
chemicals, is presented. 

5.2  Built NaOH or built KOH 

As discussed in the introduction to this report (section 4.1.1), additives 
(or builders) are often added to cleaning solutions to improve their 

properties and cleaning efficiency. Cleaning solutions containing 
additives are called “built” cleaning solutions. The use of built cleaning 
solutions can reduce cleaning times, rinse water consumption and/or 
cleaning chemical concentrations. This can therefore lead to improved 

trade waste discharges.  

Typical additives include: 

ƒ 

Dispersing and suspending agents 

ƒ 

Emulsifiers and surfactants 

ƒ 

Sequestrants 

ƒ 

Wetting agents 

ƒ 

Rinsing agents 

As an example, sequestrants are widely used to remove hardness from 

water. Prasad (2004c) reported that “hard water can result in scale 
build-up, which affects the capacity of detergents and sanitisers to 
contact the surface and can lead to excessive scaling in boilers and 
cooling towers.” Therefore, hard water may need some treatment such 
as ion exchange or the use of detergents and sanitisers containing 

specially formulated additives (Prasad 2004c).  

5.3  Alkaline cleaners with medium or low sodium 

concentrations 

While the sodium concentration in chemical cleaners can reach 52% 
(pure or bulk caustic – see Appendix A for examples of these 

chemicals)), chemical manufacturers have developed products with 
lower sodium concentrations. Table 1 presents alkaline cleaners with 
medium sodium concentrations, while Table 2 shows alkaline cleaners 

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with low sodium levels. The sodium concentration corresponds to the 

sodium concentration in the cleaning solution, after dilution. This has 
been calculated using the sodium content of the chemical and its range 
of recommended concentration. More details about these chemicals and 
their applications can be found in Appendix A. 

Table 1: Alkaline cleaners with medium sodium concentration 

Name 

Composition 

Na level in ready-to-use 

cleaning solution 

[gNa/kg cleaning solution] 

Chlorozolv 

20% w/v as sodium hydroxide 
Active chlorine 
Stable chelating and dispersing agents 

Na content ≥ 11.5% 

1.7 – 2.9 

Suma Ilam 
L1.8 

Sodium Hydroxide < 30% 
Sodium Hypochlorite < 4% available 

chlorine 
Na: 12.6% w/w 

Scale inhibitors 

0.63 – 1.89 

 

Table 2: Alkaline cleaners with low sodium concentration 

Name 

Composition 

Na level in ready-to-use 

cleaning solution 

[gNa/kg cleaning solution] 

Diverwash 
VC24 

Na: 1.8%w/w 
Wetting agents, buffering agents, 
sequestrants & dispersants  

0.02 – 0.38 

Flowsan 

Sodium hydroxide 5-15% 
Sodium hypochlorite 5-15% 

Chlorine-based bleaching agents 5-15% 
Polycarboxylates <5% 
Na: 3.1% w/w 

0.12 – 0.56 

Glide 

Alkaline Salts <20% 

Sodium Hypochlorite solution <3% 
Sodium Hydroxide <2% 
Na: 5%w/w 

0.4 – 0.8 

 

5.4  Potassium hydroxide (KOH) based products 

The use of potassium hydroxide based cleaning agents is one of the 
approaches to reduce the sodium levels found in trade waste. However, 
the main limitation to use potassium hydroxide has been its price. 

Similarly to sodium hydroxide, potassium hydroxide is prepared by 
electrolysis of a brine solution. In the case of KOH, the brine solution 
consists of potassium chloride, which is not as ubiquitous as sodium 
chloride and needs to be extracted from mined resources. As a result, 
KOH is more expensive than NaOH. Additionally, different market 

drivers exist for sodium and potassium hydroxide, leading to different 

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price fluctuations (Lech 2005). A list of potassium hydroxide based 

chemicals is presented in Table 3. 

Table 3: Potassium based cleaning chemicals 

Name 

Composition 

Industry sector 

DairyChem (or 
Alka-San 

Potassium) 

Potassium hydroxide >50% 
Surfactants <10% 

Chlorinated Agent <10% 
Sequestrant <20% 

  

DairyChem HT 108 

(or Dairy Alkali-
Potassium 
Hydroxide 

Solution) 

Potassium Hydroxide: 50% 

Sequestrants <5% 
Surfactants <5% 

Dairy industry 

Divos 100 

No sodium 

Caustic potash (Potassium hydroxide) 
Chelating agents & surfactants 

  

Divos 110 

No sodium 

Potassium Hydroxide <5% 

Dairy industry 

Beverage 
applications 
Pharmaceutical 

applications 

Solo 

Potassium hydroxide 15-30% 

Tetrapotassium 
ethylenediaminetetraactetate 15-30% 
Diethylenetriaminepentaacetic acid 

(pentasodium salt) <5% 
EDTA 5-15% 

Anionic surfactants, phosphonates, non-
ionic surfactants, phosphates <5% 

Food industry 

Beverage industry 
Vegetable 
processing 

Superquest 

Potassium hydroxide ≥ 30% 

Tetrasodium ethylenediaminetetraacetate 
5-15% 
EDTA 5-15% 

Phosphonates <5% 

Dairy industry 

 

5.5  Sodium and potassium blends 

To increase the price competitiveness of potassium hydroxide while 

partially maintaining his environmental benefits over pure sodium 
hydroxide, blends of potassium and sodium are available on the market 
from various suppliers. Table 4 presents some of these products, which 
are not a pure blend of NaOH and KOH but also incorporate some 

alternative products. As a result, their sodium content is relatively low. 

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Table 4: Potassium and sodium blends 

Name 

Composition 

Industry sector 

Detojet 

Potassium hydroxide (7-13%) 

Sodium silicate (5-10%) 
Sodium hypochlorite (1.5%) 

Food industry 

Profile 

Potassium hydroxide <5% 

Sodium hypochlorite <5% 
Sodium hydroxide <5% 

Phosphates, chlorine-based bleaching agents 
<5% 
Na content: 5.2% w/w 

Meat processing 

industry 

Redes 

Disodium/dipotassium metasilicate <5% 
Sodium hypochlorite <5% 

Phosphates 15-30% 
Chlorine-based bleaching agents <5% 
Na content: 4.4% w/w 

Food and beverage 
industries 

 

5.6  Enhanced cleaning chemicals 

While additives can be added to cleaning solutions to improve their 

performance, the combined used of oxidation agents and cleaning 
chemicals has also been investigated. 

The effectiveness of alkali cleaning combined with ozone pre-

treatment was investigated for removing protein from equipment 
surfaces (Takehara et al. 2000). The authors used bovine serum 
albumin (BSA) as the model protein and particles of alumina (Al

2

O

3

), 

which is widely used as a ceramic membrane material. The Al

2

O

3

 

particles were fouled with the BSA and then pre-treated using 0.3% 
(v/v) gaseous ozone. Takehara et al. (2000) found that the pre-treatment 
of the BSA-fouled Al

2

O

3

 particles markedly accelerated the removal of 

the BSA during alkali cleaning through partial decomposition of the 
BSA molecule. The authors concluded that ozone pre-treatment has the 

potential to reduce NaOH concentrations required for adequate alkali 
cleaning by at least one order of magnitude. 

 

Gan et al. (1999) also developed and tested a combined 

simultaneous caustic cleaning and oxidation (CSCCO) process in a 
single stage cleaning operation. The cleaning solution used in the 
CSCCO process was comprised of NaOH and H

2

O

2

 at optimised levels of 

concentration. It was demonstrated that the CSCCO process had a 
greater cleaning power than the single-step caustic cleaning and the 
successive two-step process. In relation to this result, the authors 
stated that “the synergy achieved between caustic cleaning and 
oxidation has suggested that the combined chemicals provide a fast and 

effective cleaning process” (Gan et al. 1999). 

 

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5.7  Biotechnology cleaning agents 

Biotechnology based cleaning agents include bacteria-based agents and 
enzyme-based agents, the latter being far more widely used in 
industries. The main advantages and disadvantages of biotechnology 
based cleaning agents include (ETBPP 1998): 

Advantages 

ƒ 

Usually less harmful to the environment 

ƒ 

Very specific cleaning action 

ƒ 

Can be used at lower temperatures than conventional chemical 

ƒ 

May be cheaper 

ƒ 

Reduce effluent disposal costs as they produce an effluent with a 

lower COD 

ƒ 

Non-corrosive 

Disadvantages 

ƒ 

May take longer to act than traditional chemical cleaners 

)

 ETBPP (1998) reported that a poultry processing company had 

extreme difficulty cleaning an area that was soiled with faeces, blood, 
urine, grease, fat and feathers, even with sodium hydroxide. They 
applied a biotechnology cleaning agent and found that all traces of 
organic mater were removed efficiently. There was a reduction in 

cleaning time as well as energy consumption because hot water was not 
required. 

5.7.1 Enzyme-based cleaners 

Enzyme-based cleaners in the food industry are becoming increasingly 

popular. There has been a resurgence of interest in enzymes because 
they offer a number of advantages over traditional caustic or acid 
cleaning regimes (D'Souza and Mawson 2005). One of the main factors 
responsible for the growing popularity of enzyme-based cleaners is new 

developments in enzymology (Kumar et al. 1998). Enzymes used for 
detergent production comprised 28% of the global market for industrial 
enzymes in 1994 (Kumar et al. 1998). A non-exhaustive list of enzyme 
based cleaning agents available on the market is presented in Table 5, 
while more details on these products can be found in Appendix A. 

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Table 5: Enzyme based cleaning agents 

Name 

Composition 

Cipzyme P 

Contains proteolytic enzymes 

Divos 80-4 

Enzyme cleaner 

Paradigm 

Protease cleaner 

0.8% P2010 
0.9% P2030 

Properase 1600L 

Protease enzyme (liquid) 
Subtilisin (1-5%) 

PURADAX EG 7000L 

Fungal cellulase enzyme (liquid) 
Cellulase (1-5%) 

Purafect 4000E 

Protease enzyme (granulated) 
Subtilisin (1-5%) 

Purastar ST 15000L 

Bacterial alpha-amylase enzyme (liquid) 
Amylase (1-5%) 

Reflux E 2001 

Enzyme cleaner 
NH compounds >60% 

Subtilsin (CAS 9014-01-1) <10% 

Terg-a-zyme 

Protease enzyme 
Sodium dodecylbenzenesulfonate (10-30%) 
Sodium carbonate (7-13%) 

Sodium phosphate (30-40%) 

Zymex Enzymatic Cleaner 

Enzymatic cleaning solution concentrate 

Aqueous mixture of enzymes and surfactants 
Isopropyl Alcohol (<10%) 
Triethanolamine (<10%) 

 

A number of studies have been carried out in laboratories around the 
world comparing the cleaning abilities of enzyme-based cleaners against 
the cleaning abilities of conventional cleaning agents. However, most 
applications of enzyme-based cleaners in industry have mainly been 

reserved for the cleaning of membranes. This is due to the expense of 
purchasing large quantities of enzymes and formulating them into 
effective detergents (Trägårdh 1989). Therefore, a significant proportion 
of the following section is dedicated to the utilisation of enzyme-based 

cleaners for cleaning membranes. 

5.7.1.1 Introduction to membrane cleaning 

Trägårdh (1989) provided a comprehensive review of the state-of-the-art 
of membrane cleaning up till 1989. A number of important factors 
related to membrane fouling reduction and membrane cleaning were 

reviewed and discussed including flow conditions, pre-treatment, 
membrane properties, water quality, cleaning agents, and cleaning 
performance. D’Souza and Mawson (2005) presented a further 
comprehensive review of membrane cleaning in the dairy industry. They 

reviewed the key mechanisms governing cleaning performance. 

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The characteristics of effective membrane cleaners can be summarised 

as follows (Trägårdh 1989; D'Souza and Mawson 2005): 

ƒ 

ability to loosen and dissolve the fouling material, and keep the 
dislodged foulants in dispersion or solution to prevent the 
refouling of already cleaned surfaces 

ƒ 

optimal active compound concentration, keeping the soil in 

dispersion and/or solution to avoid new fouling 

ƒ 

good solubility and rinsing characteristics 

ƒ 

low or moderate foam level 

ƒ 

good compatibility with the membrane 

ƒ 

good buffering capacity and stability with time 

ƒ 

ability to promote disinfection of the wet surfaces 

Trägårdh (1989) listed and briefly discussed the main cleaning agents 
and additives used to clean membrane plants. They are: 

ƒ 

alkalis - hydroxides, carbonates and phosphates 

ƒ 

acids - nitric and phosphoric 

ƒ 

enzymes 

ƒ 

surface-active agents - anionic, cationic and non-ionic 

ƒ 

sequestering agents - ethylene diamine tetra acetic acid (EDTA) 

ƒ 

formulated cleaning agents 

ƒ 

combined cleaning and disinfecting agents 

ƒ 

disinfectants - H

2

O

2

, metabisulphite, hypochlorite and heat 

treatment 

Trägårdh (1989) also reported that “the choice of cleaning agents and 
cleaning conditions depends not only on the type of components 
deposited, but also on the chemical and thermal resistance of the 
membrane, the module and the rest of the equipment.” 

Enzymatic cleaners are usually employed if the pH limitation of the 
membrane is at or below 10, or if a high level of soil is present. Enzymes 
offer a number of advantages over traditional caustic or acid cleaning 
regimes (D'Souza and Mawson 2005): 

ƒ 

enzymes are biodegradable and cause fewer pollution problems 

ƒ 

enzymes are less aggressive to the membranes and can therefore 

lengthen the lifespan of the membrane 

ƒ 

rinsing volumes are reduced which in turn lower wastewater 

volumes 

ƒ 

enzymatic agents can improve cleaning efficiency 

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ƒ 

enzymes can reduce energy costs and the amount of chemical 

needed by working at a lower temperature 

Leaver et al. (1995) conducted a study to test the effect that cleaning 
agents had on four coupling and four seal types. The cleaning solutions 
that the test pieces (coupling and seal) came into contact with were 

NaOH (1M) and Terg-A-Zyme (TAZ). Each test piece was filled with the 
cleaning agents and left for 24 hours at room temperature before being 
rinsed with tap water left to dry (Leaver et al. 1995). Pressure hold tests 
were then conducted to determine leak diameters. It was found that the 
couplings did not release liquid at the test conditions and that changes 

in leak diameters were relatively small. Leaver et al. (1995) reported that 
the largest increase in leak diameter was 9 µm when exposed to NaOH. 
It was acknowledged that the testing offered only a limited challenge to 
the seals and that further work was required to supplement these initial 

results (Leaver et al. 1995). 

5.7.1.2 Case studies  

)

 Several milk processing plants have adopted alternative cleaning 

chemicals for CIP systems. Murray Goulburn used cold surface cleaners 
(enzymes in conjunction with mild detergents) to reduce caustic-based 
cleaners (Prasad, 2004c).  

)

 Dairy Farmers replaced phosphoric acid with nitric acid after it was 

found that equipment was not being cleaned properly. This initiative 

resulted in a superior clean and reduced phosphate load in the water 
used for irrigation. 

)

 Kumar et al. (1998) reported that the use of alkaline proteases from 

Bacillus sp. strain MK5-6 have proved successful in laboratory scale 
tests. They also conducted a pilot scale evaluation of the same enzyme 
preparation for UF membrane cleaning. It was found that the enzyme 
preparation resulted in 100% of the flux being restored whereas TAZ 

only achieved an 80% restoration of the flux. 

Allie et al (2003) used lipases and proteases to clean flat-sheet 

polysulphone membranes fouled in abattoir effluent. The motivation for 

this study was to demonstrate that enzymatic cleaning regimes are 
effective at removing foulants adsorbed onto these membranes and also 
increasing flux recovery. The lipases used were Candida cylindracea
Pseudomonas mendocina and Aspergillus oryzea. The proteases used 
were Bacillus licheniformis, Protease A (protein engineered protease) and 
Aspergillus oryzea. When the Candida,  Aspergillus and Pseudomonas 
lipases were used alone in the cleaning mixtures, the lipid content on 
the membranes were reduced by 33, 46 and 55% respectively. The 

highest lipid removal was obtained with the Pseudomonas lipase, while 
the lowest percentage lipid removal was obtained with the Candida 
lipase. A significantly greater lipid removal was observed after the 
membranes were cleaned with the lipases in conjunction with the 

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proteases than when the lipases were used alone. The Pseudomonas 
lipase was found to reduce lipids by 70% when used in conjunction 

with proteases. Allie et al. (2003) stated that these results indicate 
enzyme-based cleaning regimes are useful for membranes operating on 
abattoir effluents (Allie et al. 2003). 

Maartens et al. (1996) tested the ability of a number of enzymes for 

cleaning polysulphone membranes fouled with abattoir effluent. The 
purpose of the study was to determine whether the different enzyme 
and enzyme/detergent mixtures could restore pure-water flux when 

used to treat the fouled membranes. The enzymes evaluated were 
protease A, lipase A, Alkazyme, Zymex, sodium dodecyl sulphate (SDS) 
and Triton X100. Maartens et al. (1996) compared the ability of each 
cleaning agent to remove adsorbed protein and lipid material from the 

membranes. Increasing the concentration of protease A, lipase A and a 
mixture of lipase A and Triton X100 beyond 3 mg/mL did not lead to 
further decreases in protein removal. In fact, no significant increase in 
protein removal was observed for concentrations beyond 1mg/mL. 
However, for the removal of lipid material, the optimal concentration 

was found to be 3 mg/mL for each enzyme.  

In terms of incubation time, maximum protein removal was achieved 
after 60 min for lipase A while protease A and the lipase A:Triton X100 
mixture required an incubation time of 90 min to achieve maximum 

protein removal. Lipase A required an incubation time of 90 min to 
effectively remove lipids, whereas protease A and the lipase A:Triton 
X100 mixture only required an incubation time of 60 min to achieve 
maximum lipid removal. Maartens et al. (1996) concluded that enzymes 

can be used effectively as cleaning agents in biological effluent streams. 
However, they stipulated that the effluent and fouling agents must be 
well characterised and identified to ensure that the correct enzymes or 
enzyme/detergent mixtures are selected. 

In another study, the performance of two proteolytic enzymes was 

evaluated for cleaning inorganic membranes fouled by whey protein 
solutions (Argüello et al. 2003). The two cleaning agents, Maxatase

®

 XL 

and P3-Ultrasil

®

 62, adopted for this study were enzymatic 

formulations. Tami

®

 150 + 4T membranes were employed. Argüello et 

al. (2003) reported that very high efficiencies (~100%) were achieved in 
short operating times (20 min). It was also found that higher amounts of 
enzyme resulted in a slight decrease in cleaning efficiency. The authors 

also stated “the optimum values of the operating conditions tested were 
related to the best conditions to hydrolyze whey proteins in a 
discontinuous reactor using the same enzyme preparations.”  

Also investigated in the study was the potential to reuse the enzyme 
solutions for consecutive cleaning steps. It was shown that the 

enzymatic solutions could be reused used for consecutive steps. 
However, it was observed that there was a 30% loss in enzymatic 

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activity during each cleaning cycle, regardless of the initial activity of 

the solution (Argüello et al., 2003). 

In a later study, the ability of P3-Ultrasil

®

 62 was tested for cleaning 

a Carboseo

®

 M1 membrane (Argüello et al. 2005). As with the earlier 

study (Argüello et al., 2003), very high cleaning efficiencies (~100%) 
were reached in short operating times (20 min). It was reported that the 

cleaning efficiency depended on the operating conditions. A decrease in 
the pH of the cleaning solution during the cleaning process was 
attributed to protein hydrolysis. However, Argüello et al. (2005) reported 
that chemical cleanliness was not achieved because residual matter was 

detected on the membrane surface after cleaning. This phenomenon 
was observed even when the hydraulic cleaning efficiency was 100%. 

 Muñoz-Aguado et al. (1996) investigated the effects of enzyme and 

surfactants on a totally retentive polysulfone membrane fouled with 
bovine serum albumin (BSA) and a reconstituted whey protein 
concentrate (RWPC). The cleaning agents employed were CTAB (cetyl-
trimethyl-ammonium bromide), TAZ and 

α

-CT (

α

-chymotryspin). It was 

found that the cationic surfactant, CTAB, was more effective when the 
pH of the fouled membranes was 7 than when the pH of the fouled 

membranes was only 5. The authors reported that the cleaning 
efficiency of CTAB increased with temperature and surfactant 
concentration. They also investigated the impact that the cleaning time 
had on cleaning efficiency. The optimum cleaning time for CTAB was 

found to be 1 hour. A concentration of approximately 0.01 wt% 
achieved the maximum flux recovery and resistance removal for 

α

-CT. 

Increasing the concentration actually led to a decrease in cleaning 
efficiency. They also showed that cleaning the fouled membranes with 

α

-CT before CTAB resulted in an improvement of the cleaning efficiency.  

The use of a water rinse was shown to be an effective method of 
removing loose foulant pieces at little additional cost. However, this can 
only be carried out at the same temperature as the chemical cleaning, 

otherwise the fouling layer will be compacted. Muñoz-Aguado et al. 
(1996) conclude that the main disadvantage of the multi-step cleaning 
process is the time taken to carry out the cleaning, while a major 
advantage is that the milder cleaning conditions result in lower cleaning 

costs and a longer membrane lifespan (Muñoz-Aguado et al. 1996). 

 Sakiyama et al. (1998) compared the performance of various 

proteases for the removal of proteinaceous deposits from stainless steel 

surfaces. The protease solutions were fed into a packed column of 
stainless steel particles fouled with 

β

-lactoglobulin and gelatin. The 

proteases used in the study were crystalline trypsin, crystalline 
thermolysin, several crude powder protease preparations (Protin AC10, 
Protin PC10, Thermoase PC10 and Tunicase FN), and several 
thermostable alkaline proteases (B21-2, B18’ and KuAP). Sakiyama et 

al. (1998) found that the cleaning kinetics depended greatly on the kind 

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of protease used as well as on the type of protein to be removed. They 

also found that regardless of the protease used, the cleaning kinetics 
increased with protease concentration and became constant above a 
certain protease concentration. It was also shown that a small amount 
of 

β

-lactoglobulin was left on the stainless steel surface after 120 

minutes of enzymatic cleaning, irrespective of the protease used. The 
results of this study indicate that the choice of an enzyme to remove 

fouling deposits is critical for establishing an efficient enzymatic 
cleaning procedure (Sakiyama et al. 1998). 

Flint et al. (1999) conducted a pilot-scale trial to evaluate the 

effectiveness of Paradigm in removing biofilms of thermo-resistant S
thermophilus from a pasteuriser. Following cleaning with acid and 
caustic cleaners the reduction in the total number of bacteria was less 
than 10-fold. However, when Paradigm was used the total number of 
cells was reduced by approximately 100-fold. Flint et al. (1999) 
concluded that the use of a proteolytic enzyme-based cleaning system 

may be more effective than acid or alkali cleaning in removing biofilms 
of thermo-resistant streptococci from the surface of commercial 
manufacturing plants. 

)

 An ice-cream manufacturing plant in Asia uses enzymes to remove 

milk protein from cold milk surfaces (UNEP, 2004). “A secondary 
component of the cleaning product removes fats and minerals, resulting 

in a single-phase clean and allowing the acid phase of the cleaning to be 
eliminated” (UNEP, 2004). An acid sanitiser is used after the enzymatic 
clean.  

It is evident from the literature that a considerable amount of research 

has been carried out to evaluate the effectiveness of enzyme-based 
cleaners for cleaning membranes. However, little work has been done to 
date on determining the applicability of enzyme-based cleaners for 
cleaning larger pieces of equipment in factories, particularly pipes and 
tanks. This is primarily due to the expense of the enzymes. Therefore, 

most of the research has been confined to laboratory scale experiments 
which are of little value at the plant scale. In terms of being used for the 
cleaning of membranes, enzymes have been shown to perform as 
effectively as traditional cleaning agents. Given the results reported in 

the literature, it would be expected that the utilisation of enzyme-based 
cleaning agents for cleaning membranes will increase significantly in 
the future. 

5.7.2 Bacteria-based cleaners 

Several case studies of companies adopting biotechnology cleaning 
systems to replace more conventional cleaning methods have been 
reported in the literature. It is important to point out that the 
companies are not within the food industry.  

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)

 Wyko EMS, an electrical engineering company that specialise in 

refurbishing electrical motors and components, utilise a biological 
cleaning agent that contains bacteria that digest the oil and grease left 

on electrical components. The alternative product was found to be just 
as effective as the solvent-based cleaner that was previously used but 
has environmental and financial benefits as well (BIO-WISE 2002).  

)

 BIO-WISE (2002) also reported that a company specialising in heat 

treatment and electron beam welding has managed to save almost 
£3,000 per year since it began using a biological system to remove 
manufacturing oils from parts instead of an alkaline solution. 

)

 An electroplating company also installed a biological cleaning system 

to replace the utilisation of an alkaline solution needed to clean metal 

parts prior to electroplating (BIO-WISE 2001a). This measure helped the 
company reduce the cost of purchasing chemicals, saved time and 
labour and eliminated production downtime.  

)

 Glacier Vandervell, a company that manufactures bearings and 

bushes for the motor industry, used a biological cleaning system to 
clean and remove oils from bushes instead of a highly caustic detergent 

solution. It was reported that the biological cleaning system had 
considerably lower annual running costs than the original cleaning 
process (BIO-WISE 2001b). Two important aspects are also mentioned. 
Firstly, it was found that a sludge containing a mixture of particulates 

and dead bacterial cells settled to the bottom of the control unit. 
However, only a small volume (3 litres) needed to be removed from the 
system every three to four weeks. Secondly, the bacteria in the cleaning 
solution were found to attack natural rubber seals. This problem was 

solved simply by using PVC or silicone rubber seals instead (BIO-WISE 
2001b). 

 

5.8  Alternatives to alkaline cleaning agents including 

plant-based cleaners  

Alternative cleaning agents, such as plant-based cleaners, are used in 

some circumstances as replacements for traditional alkaline cleaners. 
Although some information was obtained from suppliers or through a 
comprehensive internet search, it was often incomplete. In addition, 
there were very few references in the scientific literature on alternatives 

to alkaline cleaning agents and only a handful of cases studies could be 
found. Table 6 presents examples of these alternative cleaners, while 
further details about these products can be found in Appendix A. The 
categories of products include: 

ƒ 

plant-based products, which can be of various origin: 

o

 

tall oil fatty acids, which are derived from pine pulp 
production 

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o

 

citrus based products, containing concentrated d-limonene 

ƒ 

chemical origin, including ethylene and glycol derivatives 

ƒ 

products of unknown composition or origin 

Table 6: Examples of alternative cleaning chemicals as alkali replacement 

 

 

Name 

Composition 

Industry 

sector 

Colloidal 

Concentrate 

Non-ionic surfactant, as alcohols C12-

16 ethoxylated 5% 
Tall oil fatty acids 0.5% 
Organic butter, as sodium 

iminodisuccinate 0-1% 

  

Supersolve 

Tall oil fatty acids  

  

Heavy Duty 

Surfactants < 5% 
Tall oil fatty acids <5% 

Succinimide <5% 

Dairy farms 
Food 

preparation 

Plant-based 

products 

Citra-Solv 

Concentrated d-limonen based product  

80-95 wt% limonene fraction terpenes 
1-10 wt% ethoxylated alcohols C9-C11 
1-10 wt% coconut diethanolamide 

Manufacturing 

Food Process 

Cleaner 

Ethylene Glycol Monobutyl Ether (%wt) 

< 15% 

Canneries 

Dairies 
Bakeries, 
Seafood 

processing  
Bottling plants 
Red meat 

processing  
Poultry 
processing 

Breweries 

EASY-CLEAN 

Rig Wash 

Alkyl aryl sulfonates & builders 

Nonhazardous blend (100% wt) 

Meat and 

poultry 

Chemical 

compounds 

4171 TRITON  
X-100 

Diethylene ether,1,4-dioxane  
Ethylene oxide 
Polyethylene glycol 

Triton X-100 

  

Actisolve 

 Not available 

  

Unknown 

origin 

Concept C20 

 Not available 

Dairy plants 

 

 The SGS U.S. Testing Company performed a 28-day 

biodegradability test on Citra-Solv

®

 Cleaner and Degreaser to determine 

the biodegradability of this cleaning agent in a closed aqueous system. 
Citra-Solv

®

 is a concentrated d-limonene based product derived from 

the extract of orange peels. The results of the study showed that Citra-
Solv

®

 degraded 75.6% as determined by Total Organic Carbon (TOC) 

reduction and 209% by CO

2

 evolution within 28 days (NFESC 1999). 

 

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5.9  Alternative acid cleaners 

Acids are used principally to dissolve precipitates of inorganic salts or 

oxide films. Conventional acid cleaners contain nitric and/or 
phosphoric acids, which can lead to nutrient problems in effluent 
discharges.  

Alternative acid cleaners are mainly based on citric acid, as presented 

in Table 7. In membrane applications, citric acid is favoured over nitric 
acid because of its mildness. It also rinses easily and does not corrode 
surfaces (D'Souza and Mawson 2005).

 

)

 In an interesting case study, Bonlac Foods replaced the nitric and 

phosphoric acid normally used in their CIP process with Stabilon® 

(DEH, 2005a,b). Prior to the changeover, 200 litres of nitric and 
phosphoric acid were used every day for CIP processes in the cheese 
manufacturing plant. DEH (2005b) reported that the use of Stabilon® 

decreased the CIP wash time by 1.5 hours per day. Consequently, this 
enabled the plant to increase production time by 9 hours per week. The 

net savings to the factory was $312 per day. Although phosphorus and 
nitric acid levels were reduced by using Stabilon®, the total wastewater 

volume actually increased. This was because more production took 
place each day. When the volume of wastewater was related to the 
amount of cheese produced, it was found that utilising Stabilon® 

resulted in the roughly the same volume of effluent discharged per 
tonne of cheese produced as from using nitric and phosphoric acid. 

Table 7: Examples of alternative cleaning chemicals – acid replacement 

Name 

Composition 

Industry sector 

Citrajet 

Citric acid (10-30%) 
Phosphorus compounds < 1% 

Organic Carbon (%w/w) – 14% 
Blend of organic acids and 
surfactants Dairy 

industry 

Citranox 

Citric acid (10-30%) 
Blend of organic acids, anionic and 

non-ionic surfactants and 
alkanolamines.  
Organic Carbon (%w/w) – 17%  

Phosphate free. 

Food industry 

Enviroscale 

Citric acid, anhydrous <2% 

Lactic acid <2% 
Surfactant <1% 

  

 
 

5.10 

Alternative sanitisers 

Many detergents have been found to have a disinfecting ability. 

However, the stand-alone application of a sanitizer (see sections 5.10.1 
and 5.10.2) or the application of combined acid + sanitisers (see section 

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5.10.3) is common practice to ensure adequate reduction in microbial 

numbers.  

Typical sanitisers are based on chlorine, sodium hypochlorite, hydrogen 
peroxide and quaternary ammonium compounds. Details about several 
different alternative sanitisers are presented below. 

5.10.1  Alternative chemical sanitisers 

A wide range of chemical sanitisers are used within the food industry. 
(ADHS 2005) listed a number of criteria that the ideal chemical sanitiser 
should meet for application in the food industry. The criteria that the 
ideal chemical sanitiser should meet are as follows (taken directly from 

ADHS, 2005): 

ƒ 

be approved for food contact surface application 

ƒ 

have a wide range or scope of activity 

ƒ 

destroy micro-organisms rapidly 

ƒ 

be stable under all types of conditions 

ƒ 

be tolerant of a broad range of environment conditions 

ƒ 

be readily solubilised and possess some detergency 

ƒ 

be low in toxicity and corrosivity 

ƒ 

be inexpensive 

 
It is impossible for any single sanitiser to meet all of these criteria. 
Therefore, it is important that the properties, advantages and 
disadvantages of a sanitiser are evaluated being used for a specific 

application (ADHS, 2005). 

 Dufour et al (2004) developed a laboratory scale system to quantify 

the effectiveness of chlorine and alternative sanitizers in reducing the 
number of viable bacteria attached to stainless steel surfaces. The 
experimental system, which consisted of a continuous flow reactor and 
recirculating test loop, was used to model the development of dairy 

biofilms on stainless steel surfaces under conditions of growth and 
cleaning regimes typically encountered in dairy processing plants. 
Stainless steel tubes were placed in the recirculating loop and exposed 
to a standard CIP regime. The tubes were then exposed to chlorine (200 
ppm) and combinations of nisin (a natural antimicrobial agent, 500 

ppm), lauricidin (a natural microbial product, 100 ppm), and the 
lactoperoxidase system (LPS) (enzyme-based, 200 ppm) for different 
lengths of time (10 min or 2, 4, 8, 18 or 24 h) (Dufour et al. 2004).  

It was found that increasing the concentration of the chemicals did not 

always lead to a greater reduction in the number of attached cells. Log 
reductions varied between 0 and 2.1. Dufour et al. (2004) also 
investigated the effectiveness of chlorine, nisin + LPS, and lauricidin + 

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LPS against biofilms following the standard CIP regime. They reported 

that none of the sanitizers significantly reduced the number of attached 
cells after a 10-min treatment. However, after 2h of exposure, all three 
treatments significantly reduced bacterial counts on the stainless steel 
tubes. Exposure times greater than 2h did not achieve further 

significant microbial reductions. 

Langsrud et al. (2000) carried out a study to determine the effects 

that peroxygen have on Bacillus cereus spores. They also investigated 
whether alkali treatment sensitised spores to the effect of peroxygen. 

The cleaning agents employed in this study were sodium hydroxide 
(NaOH), nitric acid (HNO

3

), Paradigm enzyme 10/30. The two peroxygen 

based sanitisers used were Parades and Oxonia aktiv (Langsrud et al. 
2000).  

The sporicidal effect of 1% Oxonia aktiv was generally poor at 20 and 
30°C, even when exposed for 30 min. However, when the temperature 
was increased to 40°C the reduction in viable spores was significantly 
larger. Pre-treatment of spores with 1% NaOH at 60°C made the spores 
susceptible to even low concentrations of Oxonia aktiv. It was shown 

that pre-exposure of the spores to 0.25 and 0.5% NaOH was not as 
effective as 1% NaOH. Langsrud et al. (2000) investigated the influence 
of cleaning temperature on the potentiating effect of alkali. They found 
that alkali treatment alone only reduced spores significantly at 80°C, 

whereas alkali treatment followed by exposure to Oxonia resulted in 
significant spore reductions at 40°C. It was also shown that pre-
exposure to Paradigm potentiated the effect of Parades. The results of 
the study indicated that peroxygen-based disinfectants have a good 

effect at lower concentrations and temperatures if the pores are exposed 
first to alkali or an enzyme based cleaner (Langsrud et al. 2000). 

 The use of ozone in CIP processes has been tested in the form of 

ozonated water. Lagrange et al. (2004) carried out a study to determine 
the antimicrobial efficiency of ozonated water applied in a CIP system 
on the surfaces of food processing plants. Under optimal conditions 
ozonated water showed excellent microbicidal and fungicidal 

characteristics within seconds. However, these characteristics were 
extinguished in the presence of protein soil. It was concluded that a 
suitable use of ozonated water for sanitation was only possible after 
efficient cleaning (Lagrange et al. 2004). 

5.10.2  Non-chemical sanitisers 

A number of non-chemical sanitisers have been reported in the 
literature including thermal sanitising, steam and hot water (ADHS 
2005). UNEP (2004) report that two alternatives to using sanitation 
chemicals are ionisation and ultraviolet light. Ionisation involves the 

use of an electrode cell to release silver and copper ions into a stream of 
water. The positively charged silver and copper ions are attracted to the 

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negatively charged surface of the micro-organisms, distorting the cell 

structure and preventing the absorption of nutrients (UNEP, 2004). 
Ultraviolet (UV) disinfection systems destroy micro-organisms through 
interaction with microbial DNA (UNEP, 2004). 

)

 A carrot processing plant in Australia is trialling a new ionisation 

system to sanitise 80 000 tonnes of fresh carrots using 200 000 L of 
sanitised water per day (UNEP, 2004). Although the trials are only in 
the preliminary stages, it is expected that ionisation will be just as 

effective as chlorination. This is based on overseas experience. 

)

 A cheese processing plant in South Africa required a non-chemical 

brine disinfection system that would not alter the quality of the cheese 
and would also be simple and easy to maintain (UNEP, 2004). The 
company installed an UV disinfection system. The operating costs for 
the UV system were reported to be far lower than the operating costs of 

pasteurisation. 

)

 A food processing plant in the UK has installed a medium-pressure 

UV disinfection system to treat water originating from a private borehole 
(UNEP, 2004). The water is treated using an iron and manganese filter 
before being passed through a membrane filter. The final stage of the 
treatment process is to pass the water through the UV system. 

Approximately 95% of the UV-treated water is used for washing and 
treating equipment while the remaining 5% is used in product make-up. 
The products from the plant are not affected in any way by using this 
source of water. 

A number of physical methods have also been tested for the control of 
biofilms including (Kumar and Anand 1998): 

ƒ 

super-high magnetic fields 

ƒ 

ultrasound treatment 

ƒ 

high pulsed electrical fields on their own and in combination with 

organic acids 

ƒ 

low electrical fields both on their own and as enhancers of 

biocides 

ƒ 

low electrical currents in combination with antibiotics 

The utilisation of the last two methods for controlling biofilms appears 
to be very promising. Several studies reported in the literature have 
successfully employed low electrical currents to control biofilms (Davies 
et al. 1991; Costerton et al. 1994; Jass et al. 1995; Jass and Lappin-

Scott 1996; Kumar and Anand 1998).

1

 

Walker et al (2005) conducted a study to determine whether 

electrolysed oxidizing (EO) water could be used as an acceptable 

                                                           

1

 Cited in Kumar and Anand (1998). 

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cleaning and disinfecting agent for pipeline systems. EO water is 

produced by electrolysis of a weak salt solution into sodium and 
chlorine, with a membrane between the electrodes to separate the ions 
from each other, yielding alkaline and acidic EO water (Walker et al. 
2005). Small pieces of materials commonly used in the milk processing 

industry, including stainless steel sanitary pipe, PVC milk hose, rubber 
liners, rubber gasket material and polysulfone plastic, were soiled using 
raw milk inoculated with a cocktail of four bacterial cultures similar to 
those commonly found in raw milk. The materials were then soaked in 
the alkaline EO water before being transferred to the acidic EO water. 

The materials were soaked for a series of time and temperature 
combinations.  

It was found that most of the treatments at 60°C and several treatments 

at lower temperatures successfully removed all detectable bacteria. 
Based on these results, Walker et al. (2005) stated that EO water has 
the potential to be used as a cleaning and disinfecting agent for a range 

of materials commonly found in the milk processing industry. 

5.10.3  Combined acid detergent + sanitiser 

In many food processing plants it has become common practice to 
combine detergency and sanitisation to form one stage in the cleaning 

process instead of two separate stages. The main benefit of this 
approach is that it saves considerable time. However, it is important to 
realise that there can be a loss of disinfection action so it is important 
to consider the final effect of combing detergency and sanitising 

(Loghney and Brougham 2005). 

Table 8: Examples of alternative combined acid cleaner + sanitisers 

Name 

Composition 

Industry sector 

Envirowash 

No phosphates or nitrates 

Dairy plants 

Iodosan (Triple 7) 

Iodine 

Iodophor 

Abattoirs  

Dairies  
Livestock/Poultry Farms 
Wineries  

 

5.11 

Comparison of cleaning chemicals  

5.11.1  Comparison on cleaning performance 

Parkar et al. (2004) carried out a comprehensive study to determine 

the cleaning and sanitisation mechanisms that caused the removal 
(cleaning) and inactivation (sanitisation) of 18-h biofilms of a 

thermophilic  Bacillus species growing on stainless steel. They tested a 
number of different cleaning strategies. The success of the cleaning 
regimes was determined by the removal of cells and organic debris and 

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the elimination of viable cells. A number of different cleaning agents 

were selected for the study including: 

ƒ 

alkaline cleaners 

ƒ 

enzyme based cleaners 

ƒ 

oxidizing chemicals 

ƒ 

a quaternary ammonium chloride 

ƒ 

detergents 

Parkar et al. (2004) found that caustic and acid cleaning with 2% NaOH 
at 75°C for 30 min was the most effective of all the caustic and acid 

treatments used to remove and kill biofilms. They also found that when 
the temperature of the full strength alkali and acid was reduced to 60 
and 50°C the cleaning efficacy was reduced. A reduction in the 

temperature of the full strength caustic acid

2

 also led to a decrease in 

cleaning efficacy.  

Parkar et al. (2004) reported that when Paradigm, an enzyme based 
cleaner, was used according to the manufacturers’ instructions at 60°C, 

no viable cells or cell debris were left behind on the stainless steel. The 
other enzyme preparations analysed in the study, namely Purafect

®

Purastar™ and Cellulase

L

, were not as effective as Paradigm. Parkar et 

al. (2004) suggested that low wetability

 

and the fact that the enzyme 

cleaners target only one part of the biofilm were possible causes for this.  

The oxygen based agent Perform

®

 was found to remove 100% of cells 

and attached polysaccharides. The other oxygen based agents, namely 
Oxine

®

, Halamid and sodium hypochlorite, did not perform as well as 

Perform

® 

in terms of total cell reduction. However, in terms of loss of 

viability of the biofilms, Oxine

®

 and Perform

®

  were  found  to  be  the 

better performing agents (Parkar et al. 2004). 

Parkar et al. (2004) stipulate that it is very important to use the right 
concentrations of agents and the recommended temperatures to achieve 
the best results. A decrease in the strength of the agents can kill the 

cells but can fail to remove all the cells from the surface. Parkar et al. 
(2004) concluded that several procedures, including caustic/acid and 
enzyme based cleaners, produce satisfactory results in terms of the 
removal and inactivation of biofilms from stainless steel, provided that 
the correct process parameters are observed. 

5.11.2  Comparison of cleaning efficiency for membrane 

cleaning 

 Gan et al. (1999) carried out a series of experiments to formulate 

and optimise chemical cleaning methods for a chemical microfiltration 

                                                           

2

 Parkar et al. (2004) consider caustic acid to be a combination of 2% NaOH and 1.8% 

HNO

3

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membrane, which had been severely fouled by beer microfiltration. The 

cleaning agents considered in this study were NaOH, HNO

3

, H

2

O

2

 and 

Ultrasil 11 (consists of sodium hydroxide and unspecified anionic 
surfactants). The membranes used in the beer microfiltration rig were 
fouled during a typical 10h run. Sodium hydroxide was found to have 

the highest cleaning power, followed by Ultrasil 11 and last HNO

3

.  

Gan et al. (1999) also investigated the effect of altering the 
concentration of the chemicals. Sodium hydroxide produced a similar 
result with a concentration of 0.3 wt% as it did for a concentration of 
0.5 wt%. The optimal concentration for Ultrasil 11 was 0.3 wt%. 

Concentrations higher than 0.3 wt% were shown to have an adverse 
effect on cleaning. Chemical oxidation using hydrogen peroxide at 
ambient temperatures was found to be a very slow and ineffective 
cleaning process on its own. However, when oxidation was employed as 

a second cleaning step, it was found that the water flux recovery 
increased by between 8 and 18% for the three chemical agents (Gan et 
al. 1999). 

A further study was carried out on the cleaning of reverse osmosis 

membranes fouled by whey (Madaeni and Mansourpanah 2004). A wide 
variety of agents were used to clean the fouled membranes, including 
acids, bases, enzymes and complexing agents. The authors employed 

two parameters, resistance removal and flux recovery, to evaluate 
cleaning efficiency. They found that hydrochloric acid (0.05 wt%, 
pH = 3) resulted in the maximum flux recovery and complete resistance 
removal. In contrast, the resistance removal for one of the other acids 

analysed, H

2

SO

4

, was considerably lower than that achieved by HCl, 

regardless of the concentration.  

Furthermore, the study provided some interesting insights into how the 
concentration of different chemicals affected the cleaning effectiveness. 

Increasing the concentration of H

2

SO

4

 led to lower resistance removal 

and flux recovery. In the case of HCl, the cleaning efficiency increased 
with the cleaner concentration, reached an optimal value and then 
continually decreased. It was found that the cleaning efficiency of NaOH 
gradually increased up to a concentration of 0.1 wt%, but there was 

evidence to suggest that this cleaning agent caused damage to the 
membrane at high concentrations. Of the acids considered by Madaeni 
and Mansourpanah (2004), HNO

3

 was found to be the best for 

resistance removal, followed by H

3

PO

4

, NH

4

Cl, and oxalic acid. Of the 

surfactants, CTAB resulted in the greatest resistance removal followed 
closely by SDS. The other surfactant, Triton-x100, had a very poor 
resistance removal. NH

3

 exhibited a reasonably high resistance removal, 

whereas urea and EDTA had only moderate effects (Madaeni and 

Mansourpanah 2004). 

 A field study investigated the fouling of a reverse osmosis 

desalination system installed at a refinery thermo-power plant in China 

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(Luo and Wang 2001). Citric acid based cleaning solutions were used in 

the CIP process: Cleaner A (citric acid, special cleaner aids and buffer 
corrosives) and Cleaner B (citric acid and Na

2

EDTA). Cleaner A was 

found to restore 90.8% of the membrane performance. Although 
Cleaner A was originally designed for the cleaning of silica colloids only, 

it was shown that other foulants were removed simultaneously thus 
improving the overall cleaning performance. 

5.11.3  Comparison of cleaning efficiency for biofilm removal 

 Bremer et al. (2005) used a laboratory scale bench top flow system 

to quantify the effectiveness of caustic and acid wash steps in reducing 
the number of viable bacteria attached to stainless steel surfaces. The 
system was designed to reproduce dairy plant conditions under which 

biofilms form. They found that a standard CIP regime (water rinse, 1% 
sodium hydroxide at 65°C for 10 min, water rinse, 1.0% nitric acid at 
65°C for 10 min, water rinse) did not remove all the bacteria. The 
addition of a caustic additive (Eliminator) was found to enhance biofilm 

removal while the substitution of nitric acid with Nitroplus increased 
the cleaning efficiency. It was also reported that the incorporation of a 
sanitiser step into the CIP did not appear to enhance removal. The 
results of this study indicate that the effectiveness of a standard CIP 

can potentially be enhanced through the testing and use of caustic and 
acid blends (Bremer et al. 2005). 

 Kumar and Anand (1998) cover a number of studies reported in the 

literature detailing various chemical methods used to remove biofilm. It 
has been shown that enzymes can be effective in cleaning the 
extracellular polymers which form the biofilm, thereby helping in the 
removal of biofilms. The microflora making up the biofilm will largely 

determine the enzymes that should be used for cleaning (Kumar and 
Anand 1998). 

5.11.4  Comparison of cleaning chemicals through life cycle 

assessment 

 A life cycle assessment (LCA) approach has been used to compare 

four scenarios of CIP methods for dairy plants (Eide et al. 2003). The 
CIP methods investigated were: 

ƒ 

conventional alkaline/acidic cleaning by nitric acid and sodium 

hydroxide followed by hot-water disinfection 

ƒ 

one-phase alkaline cleaning with acid chemical cleaning 

ƒ 

enzyme-based cleaning with acid chemical disinfection 

ƒ 

conventional alkaline/acidic cleaning with disinfection by cold 

nitric acid at pH 2 

The main objective of the study was to compare the environmental 
impact of new and commonly used CIP methods, simulated in a model 

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dairy. The LCA covered the production of detergents, transport to the 

plant, the user phase and waste management of the packaging. Eide et 
al. (2003) found that the CIP methods with small volumes and low 
temperatures, such as enzyme-based cleaning and one-phase alkaline 
cleaning, were the best alternatives for the impact categories energy 

use, global warming, acidification, eutrophication and photo-oxidant 
formation.  

However, Eide et al. (2003) also stated that the LCA did not give a clear-
cut conclusion regarding the choice of CIP method because of the 
difficulty associated with assessing the toxicity impact of the cleaning 

agents. They reported that the one-phase alkaline method is likely to be 
the best alternative from an environmental point of view, but 
acknowledged that further research on the assessment of toxic 
substances is needed to reduce the uncertainty of this conclusion. 

Finally, Eide et al. (2003) pointed out that regardless of the choice of the 
CIP method, hygienic design and optimisation of the cleaning process 
are the most important effective steps to reduce the environmental 
impact (see section 7 for further information on CIP optimisation). 

 

5.12 

Desk-top review of the impact of 

implementation of alternative chemicals  

The following section presents a desk-top assessment on the possible 
implementation of alternative chemicals. Where information was 
available from the chemical suppliers, literature references, internet 

sites or factories, this assessment has been done in terms of: 

ƒ 

Sodium discharge reduction  

ƒ 

residue risk (including product and environmental impacts) 

ƒ 

OH&S of factory and sewer workers 

ƒ 

Corrosion issues: in-factory, sewer infrastructure and treatment 

plants 

No information could be obtained in relation to anticipated 
operational/capital cost-benefit to be gained from using alternative 

chemicals.  

5.12.1  Residue risk, OH&S and corrosion issues 

While some cleaning chemicals are food compatible, most of them will 
require a water rinse at the end of the CIP cycle before the food 

production can resume. Where information was provided by chemical 
suppliers on food compatibility or need for rinsing, this has been 
included in Appendix A. 

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In relation to OH&S issues, the most relevant information has been 

extracted from chemical supplier information and Material Safety Data 
Sheets. The three major OH&S issues found with chemical cleaners are:  

ƒ 

Corrosive substances due to alkaline or acid nature of the 
products (Class 8). This applies particularly to NaOH, KOH, 

NaOH/KOH blends, built NaOH and KOH 

ƒ 

Toxicity of chlorinated alkali cleaners, which in contact with acid 
can produce toxic substances. 

ƒ 

Oxidising substances (Class 5) such as hydrogen peroxide 

Similarly, the corrosiveness of the cleaning agents is reported (where 

available) in the specification sheet for each product. 

5.12.2  Sodium discharge reduction 

To assess the potential reduction in sodium discharge that could be 
achieved through the change over to alternative cleaning chemicals, the 

sodium concentration in the cleaning solution itself (after dilution of the 
bulk chemicals) has been used. This was calculated using the sodium 
concentration of the bulk chemical as well as the chemical in-use 
concentration (as recommended by the chemical suppliers). The 

reference for comparison is pure sodium hydroxide, with a 
recommended in-use concentration of 0.5 – 4%, depending on the 
process and equipment to be cleaned. Sodium hydroxide was chosen as 
a reference because of its large use across many food and beverage 
industries.  

The cleaning chemicals have been grouped according to their categories 
as identified in the sections above (where enough information about the 
product was available). The lower recommended concentration of each 
chemical was compared with the 0.5% NaOH solution, while the higher 

recommended concentration was compared with 4% NaOH solution. 
The results are presented in Table 9. 

 

 

 

 

 

 

 

 

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Table 9: Sodium concentration in various cleaning solutions 

 

Sodium concentration in 

cleaning solution 

[gNa/kg cleaning solution] 

Reduction 

% 

Pure NaOH (at 0.5 to 4% 

NaOH) 

2.88 – 23 

Reference

a

 

Alkaline cleaners with 

medium sodium levels 

0.63 – 2.9 

78 – 87% 

Alkaline cleaners with low 

sodium levels 

0.02 – 0.8 

99.3 – 96.5% 

KOH based products  

0 or negligible 

Almost 100% 

NaOH/KOH blends 

0.13 – 0.78  

95.5 – 96.6% 

Enzymes and other 

biotechnology based cleaners 

0 or negligible 

Almost 100% 

Alternatives to alkaline 
cleaning agents, including 

plant-based cleaners 

0 or negligible 

Almost 100% 

a

 Pure NaOH has been used as the reference for comparison with all other chemicals 

Table 9 shows that the use of alkaline cleaners with medium and low 
sodium concentrations can lead to significant reductions in sodium 
discharge from the alkaline step of a CIP cycle. Large savings can also 

be obtained from NaOH/KOH blends, which can be attributed to the 
use of KOH instead of NaOH and also to the use of alternative chemicals 
in the blends. Furthermore, the use of potassium based cleaners, 
enzyme products or other alternative cleaning agents can reduce the 

sodium concentration to almost zero. 

However, while these preliminary results are encouraging, it is 
necessary to test the efficiency of these alternative cleaning chemicals in 
factory environments and for specific processes and equipment. In some 

cases, the limitations of a cleaning agent are known, e.g. it is known 
that enzymes will not be able to operate at temperatures above 60ºC. In 
many cases however, the performance of a cleaning chemical for specific 
fouling and under various process conditions is unknown. Some 
information from case studies and literature references has been 

presented in this section. Further studies are required to measure 
cleaning performance of selected cleaning chemicals in factories. 

 

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REVIEW OF CIP RECOVERY TECHNOLOGIES 

6.1  Introduction 

While following the same aim as the previous section to reduce the 
impact of cleaning chemicals on trade waste discharges, this section is 
taking a different approach. The approach in this section is to reuse the 
used cleaning solutions in subsequent cleaning cycles, extending its 
lifespan. 

As a result of cleaning, the cleaning solution contains soil and an 
increased COD (mainly in soluble form), and has lost some active 
detergent compounds. This used cleaning solution can either be 
discharged (single-use CIP) or reused (multi-use or reuse systems). The 

different types of CIP systems are defined below (Davis 1980; Hamblin 
1990): 

ƒ 

Single use CIP system: The required amount of CIP solution is made 
up at the lowest possible concentration. The solution is used, 

recirculated during cleaning where appropriate, and then discharged 
to drain (see Figure 1).  

 

Figure 1: Single-use CIP system (Hamblin 1990) 

ƒ 

Reuse system: The same cleaning solution is used for a large number 

of cleaning operations. After use, the cleaning solution is returned to 
the multi-tank, where it can be treated to remove some 

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contamination, before being reused for further cleaning applications 

(see Figure 2) 

ƒ 

Multi-use system: After use, the cleaning solution is returned to a 
collection tank. It is subsequently reused for pre-wash and rinses 
before being discharged. This system presents the advantage of 

increasing the cleaning efficiency of the pre-rinses due to the 
presence of cleaning chemicals and also of reducing overall water 
consumption. 

Note that all configurations can exist in one plant. Reuse and multi-use 
systems are often combined in one CIP system. 

 

 

Figure 2: Reuse CIP system (Hamblin 1990) 

 

6.2  Single use systems 

In a single use system, the soiled cleaning solution is discharged to the 

drain after use. Historically, the first CIP systems installed were single 
use. Davis (1980) compared both single use and reuse systems and 
strongly recommended single use for almost all applications. The trend 
has now changed. However, some of the arguments in favour of single 

use system are: 

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ƒ 

Reduced risk of cross-contamination 

ƒ 

Lower initial capital costs 

ƒ 

More applicable for decentralised CIP system, in which various 
CIP loops are specifically operated for one piece of equipment or 
process. In decentralised CIP systems, pipes are not connected 

centrally, making the use of reuse tanks and treatment 
technologies difficult to impossible. The costs associated with re-
piping all CIP loops to transform a decentralised system into a 
centralised system are significant, leading to unattractive pay-
back periods. 

ƒ 

More appropriate for cleaning solutions with high contamination 
after the first use (e.g. evaporators) 

ƒ 

More appropriate for applications requiring special cleaning 
regimes: different chemicals, concentrations, temperatures, etc. 

(e.g. membrane processes) 

According to Davis (1980), single use systems are recommended for 
tank cleaning because lower chemical concentrations and lower 
temperatures are required for tanking than most other processes. The 

dilution effect in reuse system amounts to the quantity of fresh caustic 
for single use. There is therefore no incentive in reusing CIP solutions in 
the application (Davis 1980). 

Single use systems are also recommended in the biotechnology area and 
for the cleaning of bioreactors (Chisti and Moo-Young 1994; Forday 

2005). Single use systems avoid contamination with soil and microbial 
spores, which have long survival periods. Such systems also enable a 
higher quality control as the characteristics of the starting cleaning 
solution for each clean are well known. In contradiction to the previous 

authors, the company Koch Membrane Systems (KMS) suggests the use 
of a nanofiltration membrane (AlkaSave®) for the recovery of used 
cleaning solutions from fermentation equipment, which can enable 
reuse in subsequent cleaning cycles (KMS 2005). More details about the 

AlkaSave® process are provided in section 6.4.5. 

 

6.3  Multi-use systems 

6.3.1 Benefits of multi-use systems 

In multi-use systems, used CIP solutions are collected in tanks and 

reused for pre-rinses in subsequent cleaning cycles. The introduction of 
multi-use systems leads primarily to savings in water consumption. 
Additionally, the presence of residual cleaning agents in the pre-rinse 
solution increases the efficiency of the pre-rinse, thus reducing the load 

on the main cleaning step. 

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With the multi-use approach, where a used CIP solution is reused in 

the next cleaning cycle for pre-wash and rinses, the following 
achievements are reported (Davis 1980): 

ƒ 

30% reduction in water consumption 

ƒ 

15% reduction in energy consumption (due to heat recovery) 

ƒ 

10-13% reduction in chemical usage 

6.3.2 Case studies 

)

 For Pauls Limited, the disadvantages of single use CIP were 

summarised by (DEH 2001): 

ƒ 

Cost inefficiency 

ƒ 

Excessive use of cleaning chemicals 

ƒ 

High time out of production schedule to clean on a continuous 

basis 

Pauls Limited conducted a major upgrade to install multi-use CIP to 
clean and sanitise all milk lines and pasteurised milk vats. All used 
cleaning chemicals (acid, sanitiser and sodium hydroxide) are returned 

to respective holding vats. In the holding vats, conductivity and 
temperature are measured and used to control the length of the 
following CIP cycles to ensure that specifications are met. After many 
cleaning cycles, when the organic build-up exceeds a set value, the 

spent CIP solution is discarded (DEH 2001). The new CIP system saves 
the dairy company $40,000 per year, with a payback period of 1 year 
(Prasad 2004b). 

 

)

 

Golden Circle, QLD, installed a collection system to hold final rinses 

from CIP. The collected solutions are then used in pre-rinses for the 
next cleaning cycle. This has resulted in a saving of 4.35 ML of water 
per year, which is equivalent to $10,300 (UNEP 2004). 

)

 

Schweppes Cottee’s, NSW, installed a tank, piping and a pump on a 

cordial line for the collection of final rinse water for the first wash in the 

next cleaning cycle. It has been estimated that this has halved the 
mains water consumption (UNEP 2004). 

)

 

Taw Valley Creamery, UK, utilised two redundant tanks to collect 

used acid solutions and final rinse waters from evaporators and 
finishers. They installed a conductivity probe to detect interfaces 
between cleaning steps. The annual savings were reported to be: 

ƒ 

56 m

3

 of 60% nitric acid 

ƒ 

2.75 ML water 

The payback was estimated to be just over 1 year. The overall benefits 
include cost savings, improved effluent quality, and a more reliable 

cleaning (ETBPP 1998). The only drawback reported is the need to 
control the tanks to avoid any deposits. 

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)

 Dairy Farmers have implemented two types of multi-use systems 

(Price 2004): 

ƒ 

The reuse of rinse waters for less critical areas (outside CIP 

systems) 

ƒ 

The reuse of cleaning solutions from pasteurisers to be used for 
pre-rinse on tanks. The pay-back period is only a few months. 

 

6.4  CIP Reuse systems 

6.4.1 General remarks 

CIP reuse systems enable the collection of used cleaning solutions and 
their reuse in subsequent cleaning cycles. Prior to reuse, the cleaning 
solutions can be treated to remove parts of the soil, thus further 

extending the life of the cleaning chemicals. The types of treatments 
performed include: 

ƒ 

Gravity separation (sedimentation and centrifugation) 

ƒ 

Physicochemical methods (coagulation/precipitation) 

ƒ 

Membrane separations 

Before going into any more detail about these treatments, their benefits 
and related case studies in the following sections, a few common 
remarks on CIP reuse systems are described below. 

1. In most CIP systems in the food and beverage industry, soil is mainly 

present in soluble form. Thus, it should not be expected to remove the 
majority of the soil using gravity or coagulation. 

2. For any reuse system, whether straight reuse or following treatment, 
it is important to perform a good pre-rinse to extend the life of the 

cleaning solution. It has been shown that pre-rinsing can remove a 
large portion of the soil, while the main cleaning step will remove the 
more resistant soiling compounds. 

3. It is also important is to prevent dilution of the cleaning solution with 

rinsing water. To isolate the different cleaning steps (see section 4.1.3 in 
relation to the cleaning steps), the use of air blows has been trialled but 
was proven to be very difficult to implement in factories (Davis 1980). 
Most systems are now defining interfaces between cleaning steps using 
electrical conductivity. This method, however, is not the best as the 

electrical conductivity does not vary linearly with the strength of the 
cleaning solution. 

4. In many reuse applications, it will be necessary to re-dose cleaning 
chemicals to adjust their strength, and to add additives to compensate 

for those that have reacted in the previous cleaning cycle and/or have 

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been removed by the treatment process (Trägårdh and Johansson 1998; 

Bhave et al. 2001; Bolch 2005).  

5. While the reuse of CIP solutions is often reported as being operated 
within a production area of a factory, CIP solutions from one area can 
also be reused in another area of the factory. An example of this 

configuration is the use of dilute used caustic solutions for evaporators 
in the dairy industry (Bhave et al. 2001). 

6. Alkaline and acid cleaning agents are the chemicals which are mostly 
reused. Disinfectants can also be collected and reused although the 
strength and contamination should be controlled (ETBPP 1998). 

7. Recovery of cleaning solutions should be done on fresh streams to 
avoid chemical alteration of the contaminants. However, this leads to 
technical difficulties as the CIP flows are variable (Dresch et al. 1999). 
For membrane technologies, benefits of treating cleaning solutions 

without extended delays have also been reported by Henck (1995), as a 
cooling down of the solutions reduces membrane performances.  

8. The maximum acceptable level of soil in a cleaning solution should 
be determined on a case by case basis. In study on evaporators in the 

dairy industry conducted by DPEC (2005), it was shown that a NaOH 
solution with 1% total alkalinity and a COP of up to 45,000mg/L could 
still satisfactorily clean. However, due to foaming problems, the authors 
recommended to keep the COD < 10,000mg/L for this application 
(DPEC 2005). 

6.4.2 Straight reuse vs. treatments 

Straight reuse consists in the direct reuse of used cleaning chemicals 
without any treatment. In bottle washing plants, it has been shown that 
there are better economic benefits for a straight reuse system compared 

to the inclusion of any treatment prior to reuse (Novalic et al. 1998). 

However, in most cases, some form of soil removal will be applied, 
whether by gravity separation, chemical means or membrane 
separation. In these systems, the used cleaning solution is collected 

after the cleaning process and delivered to a storage tank. It is then 
treated in batches or in a continuous process. The aim of any of these 
treatments is to remove the soil from the used cleaning solutions to 
enable the reuse of the cleaning solution for subsequent cleaning 

applications before discharging it. This can result in energy, water and 
chemical savings, while maintaining cleaning efficiency (Trägårdh and 
Johansson 1998; Dresch et al. 1999). 

6.4.3 Reuse after gravity separation 
6.4.3.1 Reuse following sedimentation 

In tanks where used CIP solutions are collected, sedimentation usually 
occurs and large suspended particles settle. This is beneficial because it 

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provides some treatment of the solution before reuse. However, the 

limitations of this technique are that (Bhave et al. 2001): 
(1)  the recovered caustic is not very clean, and 
(2) large amounts of sludge can accumulate of at the bottom of the 

settling tank. 

 Decantation trials were conducted at room temperature for 3.5h 

with caustic soda from a dairy standardisation process (Dresch et al. 
1999). A 22-35% reduction in total COD was measured, while soluble 

COD remained unchanged (Dresch et al. 1999). It should be noted that 
the effect of temperature on CIP solutions is important as gels form at 
lower temperatures, while nothing can be observed at process 
temperature of 50-60ºC. Therefore, these observations might not be 

replicable in industrial scale as used cleaning solutions would rarely 
have time to cool down. 

6.4.3.2 Reuse following centrifugation 

To improve the separation of suspended solids, the use of centrifugal 
forces can be used, either in hydrocyclones or in separators/clarifiers.  

Hydrocyclones create centrifugal forces by moving the liquid. They can 
typically remove particles larger than 5µm if the density difference 
between the particles and the medium is more than 100 mg/kg 
(Prendergast 2005). Hydrocyclones operate better at higher temperature 

(due to reduced viscosity) and at higher flow rates (Prendergast 2005). 
Advantages of hydrocyclones (Spinifex 2004; Bolch 2005; Prendergast 
2005): 

ƒ 

simple and reliable operation 

ƒ 

low maintenance  

ƒ 

no chemicals required 

ƒ 

no moving parts 

ƒ 

small footprint 

ƒ 

low capital costs 

ƒ 

slightly better recovery than sedimentation due to higher gravity 
forces 

Disadvantages of hydrocyclones (Spinifex 2004; Bolch 2005; 
Prendergast 2005): 

ƒ 

removes suspended solids only 

ƒ 

does usually not perform as well as a centrifuge 

ƒ 

removes particles with density sufficiently different from that of 
the medium 

)

 

In addition to the previous successes detailed above, Pauls Limited is 

using a hydrocylone system (by Spinifex, $32,000), in which the CIP 

solution is pumped tangentially into the separator. Heavy suspended 
solids are accelerated against the outside of the hydrocyclone and 

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removed, while the cleaned solution can be reused. A removal efficiency 

of 80% for 10 micron particles is reported, increasing the lifespan of the 
cleaning fluid in the reuse system (DEH 2001; Spinifex 2004). 

)

 

Ultraspin installed a hydrocyclone unit at a Nestlé dairy factory to 

clean their caustic solution. The unit was installed in an external loop 
off the already existing caustic recovery tank. This installation extended 
the life of the cleaning chemical from 10-14 days to beyond 40 days by 
removing suspended matter. The quality of the treated caustic solution 

was improved compared to solutions reused without treatment, leading 
to significant cost savings. It was found that an increasing amount of 
suspended matter in the solution increased the efficiency of the 
hydrocyclone (Prendergast 2005). 

In a study conducted by DPEC (2005) on CIP solutions from 

evaporators in the dairy industry, the suspended solids were removed 

by up to 20% in a hydrocyclone, while total COD was reduced by up to 
16%. 

In centrifugal clarifier, the centrifugal force is created by rotation of the 
machine.  
Advantages of centrifuges (Bhave et al. 2001; Bolch 2005): 

ƒ 

no chemicals required 

ƒ 

slightly better recovery than hydrocyclones due to larger 
centrifugal forces: removes suspended particles down to 5 µm  

Disadvantages of centrifuges: 

ƒ 

high capital cost  

ƒ 

high energy requirements 

ƒ 

removes suspended solids only 

ƒ 

removes particles with density sufficiently different from that of 

the medium 

Trials were conducted with caustic soda from a dairy 

standardisation process using a lab centrifuge at 3000g for 20min, at a 

temperature of 20ºC. The total COD reduction ranged between 26 and 
36%. No soluble COD reduction was measured (Dresch et al. 1999).  

An industrial centrifuge skimmer was also used for the same 

solution of caustic soda from a dairy standardisation process. The 
centrifuge was operated continuously, with 6000g at 80ºC. The results 
differed significantly from the lab centrifuge tests, as less than 4% of 
the total COD was removed (Dresch et al. 1999). 

)

 A Victorian dairy factory upgraded their evaporator CIP system by 

separating dirty and clean caustic solutions. The company also retro-

fitted an old milk-separator to improve the quality of the recovered CIP 

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solution. While suspended solids were removed by the centrifugal 

forces, no reduction in soluble COD was observed (DPEC 2005). 

6.4.4 Reuse following physicochemical treatments 

An alternative approach to remove soil from cleaning solution is to use a 
combination of chemical and physical processes, including: 

ƒ 

Precipitation  

ƒ 

Coagulation  

ƒ 

Conventional filtration after chemical reaction 

)

 

The Cedilar dairy factory in France has been using a physical-

chemical process to clean their used CIP solutions. The process involves 
the addition of precipitation agent, coagulants, adsorbents and oxidants 
to the tank holding the used CIP solutions. As a result, dissolved 

impurities are precipitated, adsorbed or chemically transformed into 
compounds not affecting the cleaning process. The treated CIP solution 
is then passed through a belt-filter press and a fixed-bed reactor, before 
being reused in the factory (Jung and Niederhünigen 1996). According 

to the authors, the benefits of such process are: 

ƒ 

Constant efficiency of cleaning solution due to COD and SS 
remaining constant 

ƒ 

Reuse of solution for 10 weeks without discharging it. This results 

in: 

o

 

Reduced consumption in cleaning chemicals 

o

 

Reduced environmental impact 

According to the CEO of the company, the reuse could be 
extended for up to 24 weeks 

ƒ 

Reduced water consumption 

ƒ 

Reduced energy consumption as warm cleaning solution is reused 

 
Chemical processes are strongly affected by pH variations and 

temperature. Because of the nature of the cleaning solutions, extreme 
pH values and temperatures limit the use of some chemical processes: 
Flocculation processes suggested for CIP recovery typically operate 
below 30ºC (DPEC 2005). Furthermore, coagulation can only remove 

particles, not soluble compounds (Dresch et al. 1999). The neutral 
density of the flocs formed can also be a limitation as flocs do not settle 
easily (DPEC 2005). 

 
 

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6.4.5 Reuse following membrane separation 
6.4.5.1 Membrane selection 

The pore size and physical characteristics of the various membranes 
define their ability to separate specific compounds from the cleaning 
solution (see Figure 3). 
 

 

Figure 3: Membrane categories  

 
It is important to select the membrane type and characteristics 
according to the CIP requirements, such as composition of the cleaning 

solution and type of soil present in the used cleaning solution. This 
would be different for a bottle washing plant, a cheese plant or a 
brewery (Jung and Niederhünigen 1996; Dresch et al. 1999). Extreme 
pH values of the cleaning solutions (highly acidic or highly basic), as 

well as elevated temperatures (50 - 80ºC) limit the choice of membranes 
(Bhave et al. 2001). For alkaline cleaning solutions, the available 
membrane types are summarises in Table 10.  

MF enables recovery and reuse of cleaning solution for a number of 

cycles only, because soluble COD is not removed and builds up rapidly 
in a few CIP cycles. On the other hand, the flux through UF and NF  
membranes is smaller but this is outweighed by the longer life of the 
CIP solution and the lower cleaning requirements for the membrane 

themselves (Jung and Niederhünigen 1996). In terms of choosing 
between UF and NF, the decision depends on the compounds to be 
retained. UF retains all suspended solids, colloids and high molecular-
weight compounds, and some bacteria but tensides and low molecular-
weight compounds pass through: sugars, salts and colour-causing 

compounds. NF will additionally remove colour and almost all COD. 

Microfiltration 

Ultrafiltration 

Nanofiltration 

Reverse Osmosis 

Suspended solids 

Macromolecules, e.g. 

proteins 

Sugars and colour 

Salts 

Water 

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Table 10: Membranes available for used cleaning solutions (adapted from 

Bolch (2005) and KMS (2005)) 

Membrane 
type 

Material 

Characteristics 

Membrane 

life 

Ceramic 
MF/UF 

Inorganic 

membrane 
constructed of 

alumina 

ƒ 

Robust 

ƒ 

Handles particles 

ƒ 

Provides coarse to medium 
filtration only 

5+ years 

Tubular NF 

Polymeric tubes 

ƒ 

Handles particles 

ƒ 

Provides finest filtration  

2 years 

Spiral NF 

Polymeric sheets 

ƒ 

Will not handle particles 

ƒ 

Provides finest filtration 

ƒ 

Example of application: 
Treatment of used acid 
solutions with low 

suspended solids 

1 year 

 

Performance versus cost of various types of membranes for sodium 

hydroxide recovery is summarised in Table 11. 

Table 11: Performance and costs of various membranes for sodium 

hydroxide recovery (Bolch 2005) 

Membrane 
type 

Percentage of 

cleaning solution 

recovered 

Life of cleaning 

solution 

Cost 

Ceramic UF 

60% 

2 weeks 

High cost but 
longer life:  
$2100 per m

2

 

Tubular NF 

95% 

2.5 – 4 months 

Medium cost:  
$600 per m

2

 

Spiral NF 

95% 

2.5 – 4 months 

Low cost:  
$260 per m

2

 

 

It was reported that 20 MF, 5UF and 8NF processes were used 
worldwide in 1997 to clean cleaning solution in the dairy industry alone 

(Horton 1997). 

 

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6.4.5.2 Case studies 

This section presents various industry case studies as well as scientific 
work published in the literature in relation to the use of membrane 
processes to remove soil from cleaning solutions. 

The AlkaSave® process is based on a NF-membrane separation, which 

can operate at a pH range of 1-14 and at temperatures of up to 70ºC. 
The process is used in the dairy industry and enables a 95% recovery of 
the cleaning solution, leading to a 95% reduction in water consumption. 
AlkaSave® is reported to remove 95% of COD and colour, and 80-90% 
carbonate (Jung and Niederhünigen 1996; KMS 2005).  

)

 

The AlkaSave® process is used in the brewing industry, where it can 

remove 90% of the total COD and 80% of the carbonates present in 

used caustic solutions. This leads to significant reductions in caustic 
usage, water consumption and effluent volumes. According to the 
membrane manufacturer, the use of additives, such as antifoaming 
agents, can also be reduced or eliminated in most cases (KMS 2005). 

)

 

The AlkaSave® process can also be used for the recovery of acid 

solutions by removing 80-90% of the calcium (KMS 2005). The reject 

stream can be cleaned of the remaining salts by diafiltration and 
subsequently used in stockfeed. The return on investment is reported to 
be 2 years (Jung and Niederhünigen 1996). 

Although not directly relevant to this project, it is worth noting that the 

AlkaSave® process is also successfully used to clean ion exchanger 
regeneration solutions from food and beverage processing as well as 
spent mineral acids in the metal processing and finishing industry 
(KMS 2005). 

)

 

Sunkist Growers, a producer of juice in the US, has been using a 

ceramic Membralox® membrane, from GEA Filtration since 1994 for the 
treatment of used alkaline cleaning solutions. The daily caustic usage 

has dropped by more than 40% and “essentially eliminated spent 
caustic as a waste disposal issue”. The system has been operating 
reliably for seven years, with no membrane replacement (Bhave et al. 
2001). 

)

 

Another juice and juice by-products producer, Southern Gardens 

Citrus, USA, also installed a Membralox® membrane (Ultrafiltration). 

Recovered caustic solution was successfully reused in the plant, after 
its strength had been adjusted, leading to a 30% reduction in annual 
caustic consumption. Benefits are also reported in terms of reduced 
effluent treatment costs and energy consumption. In comparison with 

the centrifuge previously employed to recover used caustic solutions, 
the solution is much cleaner (Bhave et al. 2001). 

)

 

The application of nanofiltration in the dairy and brewing industry 

has been reported by Bolch (2005). The rejection of active compounds 

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(available NaOH) is very low as can be seen in Table 12. On the other 

hand the NaOH, which is bound to organic soil and thus not longer 
active, is significantly removed (>85%). Similar trends are seen for the 
total COD. Additives such as sequestrants are large molecules and are 
fully removed by nanofiltration, thus the need to re-dose them prior to 

subsequent cleaning cycles. Nitrogen and calcium, are usually well 
removed, which is critical to prevent foaming and fouling in subsequent 
cleaning cycles (Bolch 2005). 

Table 12: Rejection of various compounds from sodium hydroxide 

cleaning solution using an NF plant (Bolch 2005) 

CIP system in following applications 

 

Rejection of 
following 
compounds 

Dairy powder  

Dairy fat  

Brewery  

Available NaOH 

<5% 

<5% <5% 

Bound NaOH 

>85% 

>85% >85% 

Sequestrant 

100% 

100% 100% 

COD 

>70% 

>75% >90% 

Nitrogen 

>60% 

>35% >75% 

Calcium 

>85% 

>95% >95% 

 

A comparison of MF and UF ceramic membranes for the treatment 

of cleaning solutions from the dairy industry was preformed using a 
pilot-plant (Henck 1995). All results showed better organic matter 
retention with UF than with MF. For protein contaminated cleaning 

solutions, no decline in flux was observed when using UF as compared 
to MF. On the other hand, fat contaminated cleaning solutions showed 
a strong decline in flux when using tighter membranes. An increase in 
trans-membrane pressure above 2bar or an increase in flow velocity 

only increased membrane performance for fat containing solutions or 
when strongly hydrolysed proteins were present in solution (stored or 
highly heated cleaning solutions). From these results, a 70% reduction 
in cleaning chemicals was estimated for factories. 
 

Trägårdh and Johansson (1998) used various types of ceramic 

membranes to investigate the soil removal from used cleaning solutions 

from the dairy industry. The ceramic membranes used were: 

ƒ 

UF membranes with nominal pore size of 20 nm, operated at a 
pressure of 0.15-0.2MPa 

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ƒ 

for dairy evaporators, new nanofiltration membranes with 

molecular cut-off of 5000 and 1000 Dalton, operated at 
pressures 0.5-0.7MPa, were also tested  

The results obtained using caustic detergents from various sources 
showed that all sodium hydroxide passed through, while 20% of the 

complexing agents were retained. High and stable fluxes were observed 
through the membranes although some scaling issues occurred with 
high hardness waters and low levels of complexing agents. Some 
cationic surfactants are problematic for membranes and these solutions 
could not be filtered. 

Overall, the COD retention was between 30-70%, depending on the 
origin of the cleaning solution and the cleaning agents used. No 
advantage was found in using smaller pore size membrane as compared 
to UF. It should be noted that the cleaning efficiency of recovered 

solution was not tested in this study. 

A further comparison of membrane technologies in the dairy 

industry investigated 0.1µm MF, 300 and 15kDalton UF, Sol-gel and 

organic NF (Dresch et al. 1999). Both caustic and nitric acid solutions 
of various strengths (SS between 5 and 1000 mg/L, COD from 100 to 
18,600 mg/L, of which 60-83% was soluble COD) from different parts of 
the plant were tested.  

The results show that UF removed 9 to 50% of total COD and more than 
99% of SS leaving a clear but coloured cleaning solution after 
treatment. However, it was found that only a small amount of soluble 
COD was removed.  Short-chained proteins, amino-acids, soaps and 

lactose by-products were not retained by UF. Some irreversible fouling 
was observed (Dresch et al. 1999). 

Nanofiltration  removed more soluble COD than ultrafiltration.  It was 
also found that more than 99% of SS was removed at satisfactory and 

stable fluxes. Only slight irreversible fouling was observed. The NF 
permeate was clear and uncoloured. Calcium and phosphorous were 
efficiently removed (Dresch et al. 1999). The hardness removal is an 
additional benefit of NF versus MF or UF as it reduces subsequent 
mineral fouling on equipment (Novalic et al. 1998). A MF-pre-treatment 

prior to NF was not recommended (Dresch et al. 1999).  

With the aim of recovering as much cleaning solution (permeate) as 
possible and of producing the lowest amount of by-product (retentate), 
it is recommended to operate the membrane system at high volume 

retention ratio. The volume retention ratio (VRR) is defined as volume of 
retentate over volume of solution treated. In the study by Dresch et al. 
(1999), the VRR could be increased up to 50, leaving 2% of sludge on 
the retentate side. The downsides of operating high VRR are the 

increased fouling (still moderate) and increased COD in permeate. 
According to the authors, a volume retention ratio of 100 should give 

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the best outcomes to industries (1% sludge). However, the cleaning 

efficiency of the recovered cleaning solution would need to be proven 
(Dresch et al. 1999).  

Further work was conducted in the dairy industry on the 

comparison between a straight reuse system and various configurations 
of nanofiltration (Dresch et al. 2001). The use of nanofiltration 
maintained much lower COD levels in the cleaning solution than 
straight reuse systems. Furthermore, the process configuration where 

cleaning solution is treated continuously in an external loop attached to 
the CIP reuse tank was found to be easier to set-up and less expensive 
than batch systems. This configuration gave good COD removal and 
slow fouling.  

Merin et al. (2002) studied the cleaning performance of reused 

NaOH solutions after they had been reused a number of times, in some 
cases up to 400 times. The authors compared: 

ƒ 

newly prepared NaOH solutions 

ƒ 

untreated used NaOH solutions 

ƒ 

used NaOH solutions after MF + NF treatment 

The used cleaning solutions had been reused for one week at a dairy 
plant at 70-80°C. An ultrafiltration membrane fouled with reconstituted 
whey proteins was used to test the cleaning efficiency of the various 

solutions.  

Merin et al. (2002) found that the cleaning efficiencies of the NaOH 
solutions that had been reused in the CIP processes were higher than 
the newly prepared NaOH solutions. In addition the cleanliness of the 

UF membrane after the cleaning tests had been performed was better 
for the reused NaOH solutions than the clean NaOH solution. Despite 
these promising results, the authors recommend further testing to gain 
further understanding of the physical and chemical phenomena (Merin 
et al. 2002). 

6.4.5.3 Costs of membrane technologies and pay-back periods 

Payback periods have been reported by various authors and the results 
show large fluctuations. Indications of the range are given below but 
return on investment must be calculated case by case (Novalic et al. 

1998). The major influencing parameters are: 

ƒ 

Price of caustic, which fluctuates strongly depending on world 
market demand 

ƒ 

Size of the plant 

ƒ 

Industry and process type in which the membrane system is 
installed (including the concentration of the cleaning chemicals 
in solution) 

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A cost calculation has been performed by Bolch (2005) for a plant with a 
CIP capacity of 50m

3

/d. The single use system (Table 13) is compared 

with a recovery system using a nanofiltration, which enables a reuse of 
the cleaning solution for 3 months (Table 14). The payback period is 

reported with 3.1 years. 

Table 13: Operating costs for a 50m

3

/d caustic CIP plant – Single use 

(Bolch 2005)  

Item 

A$ p.a. 

Caustic cost (@ $0.40/L) 

150,000 

Caustic make-up water (@ $0.50/m

3

6,000 

Heating cost (@ $2.39/m

3

32,000 

Trade waste disposal costs (@ $1.00/m

3

13,000 

Total annual costs for single use system 

201,000 

 

Table 14: Operating costs for a 50m

3

/d caustic CIP plant – with NF 

membrane recovery of used caustic solution (Bolch 2005)  

Item 

A$ p.a. 

Caustic cost (@ $0.40/L and with 90 days reuse) 

10,000 

Caustic make-up water (@ $0.50/m

3

400 

Make-up heating cost (@ $2.39/m

3

2,000 

Power cost (@ $0.065/kWh) 

8,000 

Membrane replacement cost  

9,600 

Additive re-dosing cost  

25,000 

Total annual costs for NF reuse system 

55,000 

 

 

Total Plant capital cost 

410,000 

 

 

Typical pay-back time 

3.1 years 

 

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Due to the economy of scale, the return on investment becomes more 

favourable for larger CIP systems, as shown in Table 15. 

Table 15: Cost analysis summary for various size CIP systems (Bolch 

2005) 

 

30m

3

/d 

50m

3

/d 

100m

3

/d 

150m

3

/d 

Total annual costs for single CIP 
($) 

121,000 201,000  403,000  604,000 

Total annual costs for NF reuse 

system ($) 

34,000 55,000 102,000 152,000 

Savings ($) 

87,000 

146,000 

301,000 

452,000 

Total Plant capital cost ($) 

260,000 

410,000 

690,000 

880,000 

Typical pay-back time (years) 

3.3 

3.1 

2.5 

2.2 

 

A wide range of payback periods have been reported in the literature 
and have been listed below: 

ƒ 

In the study conducted by Dresch et al. (2001), which was 
mentioned above, a 14-year pay-back period was estimated for an 

NF plant. 

ƒ 

Henck (1995) estimated payback periods for an 8m

3

/d plant 

using ceramic MF or UF. For 1.5% NaOH solutions, the payback 
period was 8 years, while for more concentrated solutions (such 

as from dairy evaporators, 5% NaOH), the payback was reduced 
to 1.5 year. As discussed above, the authors also expected shorter 
payback periods for larger plants.  

ƒ 

In the case study presented earlier with Sunkist, the annual 

savings have been estimated at US$135,000, and the payback 
period was 2 years. For Southern Gardens Citrus, the savings 
were approximately US$90,000, leading to a payback period of 
1.5 year (Bhave et al. 2001) 

ƒ 

Bonlac Foods in Cobden, Victoria, upgraded the cleaning solution 
regeneration plant, leading to $83,000 savings p.a., with a 
payback period of 2.3 years (Prasad 2004a). 

 

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6.5  Review of possible implementation of CIP recovery 

technologies  

6.5.1 Single use vs. reuse systems 

To facilitate the selection of processes that could be implemented in 
factories, the following section presents a comparison of single use 
versus reuse systems. While reuse systems require additional pipes and 
tanks, the benefits of reuse systems are numerous. 

Table 16: Comparison between single and reuse systems (Adapted from 

(Davis 1980; Hamblin 1990; Romney 1990b))  

Criteria 

Single use 

Reuse 

Space 

Less required 

Large floor and plant areas 

required. Long supply and return 
headers 

Simplicity 

Equipment and control are simpler  Equipment and control are 

complex 

Running 

costs 

Water: higher costs 

 

Trade waste: higher costs 

Heating: higher  
 
 

 

Chemicals: higher  

Water: lower, especially if both 

the main CIP solutions and the 
post-rinses are reused 

Trade waste: lower costs 

Heating: lower costs as heat 
recovery from warm used CIP 

solution (particularly beneficial 
for hot CIP) 

Chemicals: lower costs. 

NB: If a reuse system is installed 
and centralised across an entire 
plant, the chemical concentration 

needs to meet the requirements 
of the most stringent applications 

and will therefore exceed the 
minimum requirements in some 
parts of the plants. Overall 

however, the chemical needs will 
be lower than in a single-use 
system. 

Capital 

costs 

Lower Higher 

 

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Table 17 continued 

Criteria 

Single use 

Reuse 

Type of 

applications 

Heavy soil loads (e.g. butter or first few 

minutes of main cleaning step) 

Areas where cross-contamination is a 
high risk 

Plants with large variety of processes 
and CIP requirements, unless various 
tanks are used to collect solutions of 

various strengths and temperatures 

Plants with decentralised CIP systems 

Applications where blends of chemicals 

are used with large amounts of 
additives, which get use in the first 
cleaning cycle (NB: chemicals can be 

re-dosed in a reuse system) 

Recommended for most 

applications where  

ƒ 

chemical balance of 
compounds in cleaning 

solution can be 
maintained  

ƒ 

soil removed during each 

cycle is reasonably low 

 

6.5.2 Selection summary of reuse treatment technologies 

Table 18 summarises the advantages and disadvantages of the various 
technologies described in the previous sections, as a tool for selection 
for specific applications. Not mentioned in the table is the fact that for 

all of these technologies successful applications in large scale systems 
have been reported. 

Table 18: Selection of treatment technology for CIP recovery and reuse  

Technology 

Advantages 

Disadvantages 

No technology: 

straight reuse 

ƒ 

Simple 

ƒ 

Cost-effective 

ƒ 

Number of CIP cycles before full 
discharge to sewer: 7 (DPEC 2005)

a

 

ƒ 

Life of NaOH: 3.7 cycles (DPEC 
2005)

 a

 

ƒ 

Reduction in sodium discharges 
from CIP: 73% (DPEC 2005)

 a

 

ƒ 

No removal of soil from 

the cleaning solution 

Sedimentation  ƒ  Increased cleaning solution quality 

ƒ 

Reduced plant downtime 

ƒ 

Short payback period  

 

ƒ 

Does not remove soluble 

COD 

ƒ 

Low quality of recovered 
cleaning solution 

ƒ 

Removes only particles 
with density sufficiently 
different from that of 

the medium 

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Table 19 continued   

Technology 

Advantages 

Disadvantages 

Hydrocyclone 

ƒ 

Simple and reliable operation, low 
maintenance  

ƒ 

No chemicals required 

ƒ 

Small footprint 

ƒ 

Low capital costs 

ƒ 

Very good removal of heavy 

suspended solids 

ƒ 

Slightly better recovery than 
sedimentation  

ƒ 

Does not remove 
soluble COD 

ƒ 

Removes only particles 

with density 
sufficiently different 
from that of the 

medium 

Centrifuge 

ƒ 

No chemicals required 

ƒ 

Slightly better recovery than 
hydrocyclones: removes suspended 

particles down to 5 µm  

ƒ 

Number of CIP cycles before full 
discharge to sewer: 7 (DPEC 2005)

a

 

ƒ 

Life of NaOH: 3.5 cycles (DPEC 2005)

 

a

 

ƒ 

Reduction in sodium discharges from 
CIP: 71% (DPEC 2005)

 a

 

ƒ 

Does not remove 
soluble COD  

ƒ 

High capital cost  

ƒ 

High energy 
requirements 

ƒ 

Removes particles with 

density sufficiently 
different from that of 
the medium. 

Chemical 
separation 

ƒ 

Better recovery than with 
sedimentation 

ƒ 

Lower capital costs than centrifuge 

ƒ 

Coagulation does not 
remove soluble COD 

ƒ 

Extreme pH values 

and temperatures limit 
the use of some 
chemical processes 

Microfiltration 

ƒ 

Better soil removal than any of the 

above systems: removes all 
suspended solids thus longer life of 

CIP solution 

ƒ 

Usually higher flux than UF and NF 

ƒ 

Lower pressure required than for NF 

ƒ 

Less loss of cleaning chemical 
compounds than NF 

ƒ 

Ceramic MF are robust, with life 

spans of 5y+ and can handle 
particles 

ƒ 

Number of CIP cycles before full 
discharge to sewer: ∞ (DPEC 2005)

a

 

ƒ 

Life of NaOH: approx. 4 cycles (DPEC 
2005)

 a

 

ƒ 

Reduction in sodium discharges from 
CIP: ~75% (DPEC 2005)

 a

 

ƒ 

Does not remove 

soluble COD 

ƒ 

Extreme pH values 

and temperatures limit 
the use of some 
membrane materials 

ƒ 

High costs of ceramic 
MF 

ƒ 

Higher membrane 

cleaning requirements 
than UF or NF  

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Table 20 continued   

Technology 

Advantages 

Disadvantages 

Ultrafiltration 

ƒ 

Better soil removal than MF as some 
soluble compounds are removed, 
thus longer life of CIP solution 

ƒ 

Higher flux than NF 

ƒ 

Lower pressure requirements than 
NF 

ƒ 

Less loss of cleaning chemical 
compounds than NF 

ƒ 

Ceramic UF are robust, with life 

spans of 5y+ and can handle 
particles 

ƒ 

Removes only part of 
soluble COD 

ƒ 

Extreme pH values 

and temperatures limit 
the use of some 
membrane materials 

ƒ 

High costs of ceramic 
UF 

ƒ 

Smaller flux than MF 

Nanofiltration 

ƒ 

Usually much better retention of low 

molecular organic compounds 
present in used cleaning solution as 
compared to UF. No colour remaining 

in the treated solution. 

ƒ 

NF removes most of nitrogen, 
phosphorous and calcium, which 

reduces foaming and mineral fouling 
during subsequent cleaning 

ƒ 

Higher percentage of cleaning than 
with MF or UF = lower volume of 
waste (retentate) 

ƒ 

Lower initial capital costs than 
ceramic MF/UF 

ƒ 

Number of CIP cycles before full 
discharge to sewer: ∞ (DPEC 2005)

a

 

ƒ 

Life of NaOH: between 10 and 30 
cycles (DPEC 2005)

 a

 

ƒ 

Reduction in sodium discharges from 
CIP: 89-96.6% (DPEC 2005)

 a

 

ƒ 

Extreme pH values 

and temperatures limit 
the use of some 
membrane materials 

ƒ 

Loss of all additives 
present in cleaning 
solution: need to re-

dose them prior to 
reuse of the cleaning 

solution 

ƒ 

Smaller flux than MF 
and UF 

ƒ 

Shorter lifetime of NF 
membranes compared 
to ceramic MF or UF 

membranes 

a: 

Figures from DPEC (2005) are related to CIP solutions from evaporators used in the 

dairy industry 

 

 OPTIMISATION OF CLEANING TOWARDS REDUCED 
CHEMICAL USAGE 

Although this was not directly part of the project brief, a third approach 

to reduce the impact of cleaning chemicals on trade waste discharges is 
to optimise CIP cycles. Information found during the literature review 
that was considered to be relevant to trade waste customers is 

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61

presented below. This is not a comprehensive review as it was not the 

main focus of the work. 

There may be opportunities to improve the efficiency of CIP systems by 
reviewing (Prasad 2004b): 

ƒ 

chemicals and blends (refer to section 5) 

ƒ 

chemical concentrations  

ƒ 

cleaning cycle length 

ƒ 

in-line monitoring instrumentation 

ƒ 

temperatures 

ƒ 

opportunities to recover more rinse water and spent solution 

ƒ 

water treatment effectiveness 

ƒ 

operator training and supervision 

ƒ 

equipment operation and maintenance 

 

7.1  Frequency of cleaning 

While many food and beverage plants clean on a daily basis, 
investigations and site trials have shown the benefits of increased 
intervals between cleans, without negative impact on product quality 
and hygienic requirements.  

Holm et al. (2002) investigated the efficacy of a 62h cleaning 

frequency in the manufacturing of ice-cream. Samples were taken from 

various products and product contact surfaces progressively 
throughout the time period between cleaning cycles and analysed for 
microbial growth (Holm et al. 2002). Samples were collected from a silo, 
fillerhead, flavour vat and liquifier.  

Coliform loads in product samples were found to be consistently low 

over the entire time period. However, standard plate count (SPC) levels 
increased slightly over time after CIP. There were no significant 
differences in microbial counts (coliform and SPC) of the product 
contact surfaces at the various times that the samples were collected (0, 

24, 48 and 62h). However, there were significant differences in the SPC 
microbial counts at the different locations the samples were collected 
from. They also found that production variables influenced microbial 
growth during the manufacturing process. A greater number of flavours 

manufactured in the 24h time interval were beneficial at decreasing 
SPC microbial counts. However, by the 48h time interval, the number of 
flavours was at a threshold, and more flavours manufactured increased 
SPC microbial counts. Holm et al. (2002) concluded that there were no 
differences in the microbial growth over time at 0, 24, 48, or 62h from 

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CIP. Therefore, food safety was not compromised by the utilisation of a 

62h CIP cycle (Holm et al. 2002). 

 

7.2  Mechanical action to support cleaning 

7.2.1 High pressure spray and mechanical scrubber 

 Gibson et al. (1999) evaluated other cleaning methods, including a 

high pressure spray and mechanical floor scrubber. The efficacy of 
factory cleaning and disinfection programmes were assessed by 
swabbing and total viable count (TVC) analysis of surfaces before 

cleaning, after cleaning and after disinfection. Biofilms of Pseudomonas 
aeruginosa
 and Staphylococcus aureus were used in the cleaning trials. 

The authors found that the high pressure spray and mechanical floor 
scrubber were more effective cleaning methods, but warned that both 
methods can be responsible for the spread of contaminants by aerosols 
(Gibson et al. 1999). 

7.2.2 Pigging systems 

It is important to remove as much product as possible from pipes before 
wet cleaning commences to avoid increasing wastewater loads and 
wasting product (UNEP 2004). ‘Pigging systems’ or low-pressure blowers 

have shown to be effective at cleaning pipes. A ‘pig’ (solid material plug) 
is propelled along the pipe to push out the product. Pigs are very useful 
for the removal of viscous liquids, but usually require specially designed 
or modified pipe work because the pig cannot get trough pumps or 

values (UNEP, 2004). Several companies have used pigging systems to 
great effective.  

)

 

A jam processing plant in the United Kingdom installed a pigging 

system to clean its sumps, gulleys and food traps (UNEP, 2004). The 
amount of water used to flush the pipeline fell from 2020 kL/year to 
only 310 kL/year, while 173 tonnes of saleable product is recovered 

annually. It was also found that the COD of the plant’s effluent was 
reduced by 76%.  

)

 

Food Spectrum in Queensland, which produces stabilised fruit 

product, modified their pasteuriser to introduce a new silicon rubber 
pig that better adhered to the pipe work than the starch pig that was 
previously used (UNEP, 2004). The company saved approximately 10 
minutes of water rinsing per product batch. This amounted to a saving 

of about $700 per year in water supply and discharge costs. The new 
system was also responsible for the recovery of $14,600 of product 
every year. 

 

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7.3  CIP Monitoring 

Dodd (2003) described the CIP monitoring system ShurLogger which 

was developed by JohnsonDiversey. ShurLogger has up to 16 analogue 
inputs which enables the flow, temperature and conductance to be 
recorded and displayed. These three variables are considered to be the 
main variables that show a clean process is operating. The 16 available 

analogues enable 4 CIP channels to be monitored simultaneously. 
ShurLogger is very flexible in its set-up, enabling JohnsonDiversey’s 
technical specialists to configure the device to monitor exactly the 
operation of vales and pumps on a CIP unit (Dodd 2003). Dodd (2003) 

reported that several customers in a range of food sectors, including 
dairy factories, have benefited from using this technology. 

 

7.4  Case studies 

Optimisation of CIP systems can lead to significant reductions in 

chemical usage. Prasad (2004b) briefly presented several case studies 
about the optimisation of CIP systems at different dairy plants. The case 
studies include the reuse of water by a CIP system, validation and fine-
tuning of a CIP system, and burst rinsing. 

)

 

For example, a Victorian milk processing plant assessed 15 separate 

CIP wash cycles (UNEP, 2004). Modifications were made to the 

Programmable Logic Controller (PLC) programs, pipework/valving and 
return pumps for each cycle to maximise recovery and reuse of caustic 
soda. It was reported that caustic usage was reduced by 50%.  

)

 

In another example, the Taw Valley Creamery reduced cleaning times 

and detergent consumption by 15% after installing conductivity sensors 
on all its CIP systems (UNEP, 2004). 

)

 

The dairy manufacturer Pauls Limited incorporated a central 

computerised system to manage the CIP systems. The new system 
enables sensitive measuring and control of CIP and through 

automation, led to optimisation of CIP cycles (DEH 2001).  

)

 

Prasad (2004c) reported that National Foods in Morwell, Victoria, 

identified that cleaning times were above recommended levels after 
conducting an audit of dosing equipment. Reduction of caustic and acid 
timer settings did not compromise product quality. The plant also 
managed to reduce caustic and acid usage by utilising automatic dosing 

systems and optimising the concentration of chemicals for each 
different task. This resulted in a saving of $100,000 per year.  

)

 

Dairy Farmers also conducted an audit of all its CIP processes 

(Prasad, 2004c). They installed optical sensors to fine-tune water and 
milk interfaces as well as conductivity and turbidity meters to improve 

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64

cleaning operations. The savings for the plant was estimated to be 

$211,500 per year. 

 

RECOMMENDATIONS FOR FUTURE WORK 

Further recommendations for future work are discussed below. These 
are mainly focusing on the following aspects: 

ƒ 

testing identified and promising alternative chemicals,  

ƒ 

testing of reuse and recovery systems 

ƒ 

optimisation of existing CIP systems to reduce chemical usage 

ƒ 

technology transfer to factory representatives 

ƒ 

cost-evaluation of the various options  

Collection of further information and selection of sites for factory 
trials 

Using information made available from this project and from further 
data collection, it is recommended to select some food and beverage 
industrial sites, discharging high salt loads to sewer as a result of their 

CIP systems and presenting high potential for TDS reduction through 
identified approaches.  

Testing the efficiency of alternative cleaning chemicals 

This project has identified a range of alternative chemicals, from low 
sodium chemicals to enzymes or plant-based products. The use of any 
of these chemicals by factories is highly improbable unless trials have 

shown their efficiency on the specific equipment and products used in 
factories. It is therefore recommended to evaluate the efficiency of 
alternative cleaning chemicals. This should be carried out in several 
phases: lab trials followed by pilot-scale trials and large scale trials in 

factories. 

The first task would be to short-list some chemicals that appear to be 
the most promising for a selected factory. The selection should be based 
on data collected as part of this report but also on the type of product 

manufactured and processing equipment used. Consultation with 
chemical suppliers and factory sites is strongly recommended. 

To evaluate the cleaning performance in the laboratory, a piece of 
equipment representative of factory processes should be used. It should 

then be fouled with product originating from the factory or with a model 
product. The efficiency of selected alternative cleaning chemicals should 
then be tested. A preliminary evaluation of costs and environmental 

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benefits could then be performed in terms of reduced TDS and sodium 

loads. The results should be made available to the industry. 

Based on the results of these laboratory experiments, a restricted 
number of chemicals should be selected for factory trials. An 
experimental protocol should be developed in collaboration with 

operational staff from the selected factory site, while the factory area 
should be prepared for the investigations (addition of valves, sampling 
points, flow meters etc.). 

The cleaning efficiency of alternative cleaning chemicals would have to 
be tested in comparison with conventional products used on site. The 

parameters to consider in the performance evaluation are: 

ƒ 

anticipated operational/capital cost-benefit 

ƒ 

reduction of trade waste TDS (and sodium) load 

ƒ 

reduction of water consumption (compared with existing on-site 

practices) 

ƒ 

reuse potential of treated effluent 

ƒ 

residue risk (including product and environmental impacts) 

ƒ 

regulatory risk 

ƒ 

OH&S of factory and sewer workers 

ƒ 

Corrosion issues: in-factory, sewer infrastructure and treatment 

processes 

Once the trials are completed and the performance evaluated, the 
results should be communicated to industry operational staff and other 

factories that could benefit from the outcomes of these investigations. 

Reuse of cleaning chemicals (with or without recovery 
technologies) 

According to the case studies presented in this report, the reuse of used 
cleaning solutions (with or without recovery technologies) can lead to 

significant reduction in chemical usage.  The possibilities for straight 
reuse of used cleaning solutions should be explored first.  

The possibility to collect used cleaning solutions for reuse in other “less 
demanding” process sections with lower hygienic requirements should 

be considered too. The notion of “fit-for-purpose” can lead to chemical 
savings too. Furthermore, the use of recovery technologies presented in 
this report should be considered for some sites.  

Following these considerations, an experimental protocol for testing of 
these technologies in selected factory sites should be developed in 

collaboration with operational staff. After preparation of the site, 
experimental trials should be conducted. The performance evaluation of 
the trials should be based on the following criteria: 

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66

ƒ 

anticipated operational/capital cost-benefit 

ƒ 

reduction of trade waste TDS load 

ƒ 

reduction of water consumption 

ƒ 

OH&S of factory and sewer workers 

ƒ 

Corrosion issues: in-factory, sewer infrastructure and treatment 

processes 

Once the trials are completed and the performance evaluated, the 
results should be communicated to industry operational staff and other 
factories that could benefit from the outcomes of these investigations. 

Optimisation of CIP cycles through engagement and training of 
industry operational staff  

Engaging factory staff has proven to be a key element to improve CIP 
operation. It is recommended to conduct a training program for 
interested industry operational staff, focusing on techniques to optimise 
CIP cycles. The factory staff should be encouraged to identify and 

conduct small trials relevant to their site between the training sessions. 
Site visits or demonstrations could also be a useful tool to promote best 
practice in CIP management. 

Outcomes and findings from this report should be disseminated to the 
wider industry. For this reason, a cut-down version of this report has 

been prepared focusing on case studies from industry. It is 
recommended to circulate this document widely. 

 

ACKNOWLEDGMENTS 

The project team would like to thank  

ƒ 

City West Water, and in particular Mr Nigel Corby, for initiating and 
supporting this project 

ƒ 

The companies that provided input into the project 

ƒ 

The chemical suppliers for supplying information on chemicals, 

including low sodium chemicals, and 

ƒ 

Mr Craig Bolch and Mr George Lech for making information available 
for this project 

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10 

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