background image

‹&5&3UHVV//&

4

Guidelines for Researching 
and Writing IPQMS Case 
Histories

&KDSWHU

VKRZVFRQFOXVLYHO\WKDWWKHFRUQHUVWRQHRIWKH,3406PHWKRGRO

RJ\LVDGDWDEDVHRIFDVHKLVWRULHVWKDWSURYLGHXVHIXOOHVVRQVWRLPSURYH

WKHSURFHVVRISODQQLQJGHVLJQLPSOHPHQWDWLRQDQGPDQDJHPHQWRISURMHFWV

LQDOOVHFWRUV7KHLQWHUQDWLRQDOVWXG\WHDPFRQFOXGHGWKDWWKHUHVHDUFKDQG

ZULWLQJ PXVW EH FRQGXFWHG VLPLODU WR DXWRSVLHV RU SRVWPRUWHPV WR IXOO\

XQGHUVWDQG ZK\ SURMHFWV IDLO DQG KRZ WR SUHYHQW VLPLODU IDLOXUHV IRU QHZ

SURMHFWV7KXVLWZDVGHFLGHGWRXVHWKHLQWHJUDWHGSURMHFWF\FOHDVWKHEDVLV

IRUWKHFRQGXFWRIWKHSRVWPRUWHPV

7KHSURMHFWWHDPDOVRDJUHHGWKDWWKHFDVHKLVWRULHVPXVWEHDQLQWHJUDO

SDUWRIWKHFXUULFXOXPIRUWKHHGXFDWLRQDQGWUDLQLQJRISURMHFWPDQDJHUV

7KXVWKHFDVHVDUHXVHGWRSURYLGHUHDOLVWLFFRQWH[WVLQVWXG\LQJWKHVSHFLDO

GLIILFXOWLHVLQKHUHQWLQVRXQGSURMHFWPDQDJHPHQWQHHGV7RDFFRPSOLVKWKLV

SXUSRVH WKH FDVHV PXVW EH ZULWWHQ LQ D SUHVFULEHG IRUPDW ZLWK GHWDLOHG

JXLGHOLQHVWRHQVXUHDOOIDFWXDOGDWDUHOHYDQWWRHDFKFDVHDUHREWDLQHG7KLV

FDQRQO\EHDFFRPSOLVKHGE\UHVHDUFKLQJDQGZULWLQJWKHFDVHVLQWKHIUDPH

ZRUNRIWKH,3406

,QVXPPDU\DXWRSVLHVRUSRVWPRUWHPVRISURMHFWVFDQIXUQLVKLQYDOXDEOH

OHVVRQVWRLPSURYHSODQQLQJGHVLJQLPSOHPHQWDWLRQDQGPDQDJHPHQWIRU

QHZ SURMHFWV 7R EH HIIHFWLYH WKH SRVWPRUWHPV PXVW EH FRQGXFWHG LQ D

FRQVLVWHQWDQGV\VWHPDWLFPDQQHU7KHLQWHJUDWHGSURMHFWF\FOHSURYLGHVDQ

LGHDOIUDPHZRUNIRUWKHLQYHVWLJDWLYHSURFHGXUHVDQGDQDO\VHV([SHULHQFH

GHPRQVWUDWHV LW DOVR SURPRWHV WHDPZRUN DQG KROLVWLF FRQWURO ZKLFK ZLOO

HQVXUHDFFRXQWDELOLW\FRVWHIIHFWLYHQHVVDQGTXDOLW\LQDOOVHFWRUV

4.1 GENERAL OUTLINE OF THE CASES

7KHIRUPRIWKHFDVHKLVWRULHVVKRXOGJHQHUDOO\IROORZWKHIUDPHZRUNRIWKH

,3406DQGVKRXOGEHRUJDQL]HGLQWKHIROORZLQJPDQQHU

&KDSWHU3URMHFWEDFNJURXQG

&KDSWHU3ODQQLQJDSSUDLVDODQGGHVLJQ

background image

‹&5&3UHVV//&

&KDSWHU6HOHFWLRQDSSUDLVDODQGDFWLYDWLRQ

&KDSWHU2SHUDWLRQFRQWURODQGKDQGRYHU

&KDSWHU(YDOXDWLRQDQGUHILQHPHQW

&KDSWHU&RQFOXVLRQ

4.1.1 S

UGGESTED

 D

ISCUSSION

 Q

UESTIONS

$OWKRXJKWKHFDVHZULWHUVVKRXOGJHQHUDOO\IROORZWKHVHTXHQFHRIFKDSWHUV

WKH\PD\QRWEHDEOHWRDGKHUHH[DFWO\WRWKHVHTXHQFHRIWDVNVZLWKLQHDFK

FKDSWHU7KHWDVNVPD\UXQWRJHWKHURUEHRXWRIVHTXHQFHRUSRVVLEO\EH

RPLWWHGLQRQHRIWKHSKDVHV7KXVWKHZULWHUVVKRXOGH[HUFLVHLPDJLQDWLRQ

DQGIOH[LELOLW\LQRUJDQL]LQJDSURMHFW¶VDFWLYLWLHVDQGLQWHUDFWLRQV

0RUHRYHUVLQFHHDFKSURMHFWLVDQHZVLWXDWLRQVHWLQDQHZHQYLURQPHQW

LWUHTXLUHVWKHZULWHUVWRKLJKOLJKWWKHIDFWRUVVLJQLILFDQWWRWKHLUSDUWLFXODU

FDVH7KXVWKHZULWHUVPXVWHPSKDVL]HRUGHHPSKDVL]HSKDVHVDFFRUGLQJ

WRWKHLQGLYLGXDOUHTXLUHPHQWVRIWKHLUFDVHKLVWRU\7KLVPHDQVWKDWVRPH

FKDSWHUVRIDFDVHKLVWRU\ZLOOEHPRUHGHWDLOHGWKDQRWKHUV$ERYHDOOWKH

FDVHZULWHUVPXVWIRFXVRQWKHVSHFLDOOHVVRQVWREHOHDUQHGIURPWKHLUSURMHFW

GHVFULELQJIXOO\WKHGLIIHUHQWVHWVRILVVXHVSUREOHPVLQWHUUHODWLRQVKLSVDQG

WDVNV

7KH,3406LVWKXVDIRFDOSRLQW²QRWDULJLGIUDPHZRUN²IURPZKLFK

ZULWHUV FDQ HOXFLGDWH WKH PDQ\ YDULDEOHV DQG LQWHUUHODWLRQVKLSV WKDW PDNH

WKHLUFDVHDQH[FHOOHQWOHDUQLQJGHYLFH

4.2 GUIDELINES FOR CHECKLIST OF QUESTIONS 

IN THE IPQMS

7KH“TXHVWLRQVUHSUHVHQWWKHFRPSRVLWHH[SHULHQFHRIVHQLRUVFKRODUV

DQGSUDFWLWLRQHUVLQYROYHGZLWKSROLFLHVSODQQLQJGHVLJQLPSOHPHQWDWLRQ

PDQDJHPHQW DQG HYDOXDWLRQ RI ODUJH QXPEHUV RI SURMHFWV LQ WKHLU KRPH

FRXQWULHV

7KXVWKHFKHFNOLVWRITXHVWLRQVVHUYHVDYDULHW\RISXUSRVHVLQDGGLWLRQ

WRSURYLGLQJDFRPSDUDEOHIUDPHZRUNIRUUHVHDUFKLQJDQGZULWLQJFDVHKLV

WRULHV)LUVWLWJLYHVWKHUHDGHUDQDSSUHFLDWLRQRIWKHQXPEHUDQGFRPSOH[LW\

RIWKHIDFWRUVDQGLVVXHVDIIHFWLQJSURMHFWPDQDJHPHQW6HFRQGWKHTXHVWLRQV

DUHXVHIXOLQWKHDQDO\VLVRIRWKHUSURMHFWVIRUHLWKHUHYDOXDWLRQSXUSRVHVRU

IRUWURXEOHVKRRWLQJSXUSRVHV7KLUGWKH\DUHH[WUHPHO\XVHIXOIRUWKHLQVWUXF

WRU LQ SODQQLQJ DQG JXLGLQJ VWXGHQW DVVLJQPHQWV IRU WHUP SDSHUV JURXS

UHSRUWV DQG FODVV GLVFXVVLRQV )RXUWK TXHVWLRQV LQ WKH ILQDO SKDVH RI WKH

,3406DUHXVHIXOIRUERWKSROLF\PDNHUVDQGSODQQHUVLQUHILQLQJSROLFLHV

background image

‹&5&3UHVV//&

DQGSODQVIRUQHZSURMHFWV7KHTXHVWLRQVDUHV\VWHPDWLFDOO\DUUDQJHGDFFRUG

LQJWRWKH,3406

4.3 CHECKLIST OF QUESTIONS IN THE IPQMS

4.3.1 P

HASE

 1: P

LANNING

, A

PPRAISAL

AND

 D

ESIGN

4.3.1.1 Identification and Formulation

 :DV WKH SURMHFW LGHQWLILHG LQ WKH FRXUVH RI WKH QDWLRQDO  RU

VWDWHFRXQW\ RUFRUSRUDWHGHYHORSPHQWSODQQLQJSURFHVV"

D ,I VR ZKDW ZDV WKH SROLF\PDNLQJ FKDUDFWHULVWLF RU FRUSRUDWH

FXOWXUHRIWKLVSURFHVV"

E ,IQRWKRZGLGLWFRPHDERXW",VWKHSURMHFWMXVWDUHDFWLRQWRD

VKRUWWHUPRSSRUWXQLW\EXWZLWKDIXWXUHSRWHQWLDOIRUJURZWK"

 &DQ WKH QDWLRQDO  RU VWDWHFRXQW\  SODQQLQJ SURFHVV HQVXUH WKDW

SROLFLHVDQGSURJUDPVIRUHFRQRPLFRUVRFLDOGHYHORSPHQWDWWKDW

OHYHO DUH WUDQVODWHG LQWR RU LQWHJUDWHG ZLWK FRXQWHUSDUW SODQV DW

UHJLRQDO DQG ORFDO OHYHOV" 6LPLODUO\ FDQ WKH FRUSRUDWH SODQQLQJ

SURFHVVHQVXUHWKDWWKHSURMHFWFDQHYHQWXDOO\EHLQWHJUDWHGZLWK

WKHRWKHUXQLWVRIWKHRUJDQL]DWLRQ"

 'LG WKH RULJLQDO SURMHFW LGHD UHODWH WR SUREOHPV LGHQWLILHG LQ WKH

QDWLRQDOVHFWRUDORUUHJLRQDOSODQ",QWKHRYHUDOOFRUSRUDWHFRQWH[W

GLGWKHRULJLQDOSURMHFWLGHDUHODWHWRSUREOHPVSHUWDLQLQJRUREWDLQ

LQJLQWKHYDULRXVXQLWV"

 :KDWZHUHWKHPDMRUHQYLURQPHQWDOIDFWRUV²SROLWLFDOHFRQRPLF

VRFLDOFXOWXUDOWHFKQLFDORURWKHUVWKDWOHGWRWKHSURMHFW"

 :KDWZDVWKHSULPDU\VRXUFHRIWKHSURMHFWLGHD"
 :KRZHUHWKHLQGLYLGXDOVRUJURXSVWKDWILUVWSURSRVHGWKHSURMHFW"

:KDWZHUHWKHLUEDFNJURXQGLQWHUHVWVRQWKHSURMHFW"

 'LG RWKHU RUJDQL]DWLRQV RU FRPSDQLHV DOOLHG RU FRPSHWLWLYH

EHFRPHLQYROYHGLQGHILQLQJWKHSURMHFW"

 :KDWZDVWKHUROHRIH[WHUQDOGRQRUVRULQWHUQDWLRQDOIXQGLQJDJHQ

FLHVDQGEXVLQHVVILQDQFHLQVWLWXWLRQVLQSURMHFWLGHQWLILFDWLRQ":HUH

IRUHLJQVXEVLGLDULHVRIWKHFRUSRUDWLRQLQYROYHGLQSURMHFWLGHQWLIL

FDWLRQ"

background image

‹&5&3UHVV//&

 :KR RWKHU WKDQ WKH ILUVW SURSRVHUV VXSSRUWHG WKH SURMHFW LGHD"

:KRRSSRVHGLW":KRZHUHDPELYDOHQWWRZDUGWKHSURMHFW"

 :HUHRWKHUJURXSVRULQGLYLGXDOVLQYROYHGLQWKHSUHSDUDWLRQVXFK

DV FOLHQWV XVHUV EHQHILFLDULHV SROLWLFDO VXSSRUWHUV RU RSSRQHQWV

UHVRXUFH VXSSOLHUV SRWHQWLDO SURMHFW LPSOHPHQWRUV FRPSHWLWRUV

DQGRWKHUSDUWLHV"

 +RZ DQG E\ ZKRP ZDV WKH LQLWLDO LGHD MXVWLILHG LQ RUGHU WR EH

LQFOXGHGLQWKHFRXQWU\VWDWHFRXQW\RUFRUSRUDWHLQYHVWPHQWSUR

JUDP"

D 6KRXOGLWEHLQWKHSURJUDPDWWKLVVWDJH",IVRZK\"

E ,ILWVKRXOGQRWEHZK\QRW"

 :HUHWKHSUHIHDVLELOLW\VWXGLHVGRQH"
 +RZ FOHDUO\ DQG H[SOLFLWO\ ZHUH WKH SXUSRVHV DQG JRDOV RI WKH

SURMHFWVWDWHGRUGHILQHG"

D :HUHWKHPDMRUSRWHQWLDOSUREOHPVDOVRLGHQWLILHGDWWKLVWLPH"

E :HUHWKHWLPHFRQVWUDLQWVDQGEXGJHWOLPLWDWLRQVDQGTXDOLW\RI

RXWSXWVWDNHQLQWRFRQVLGHUDWLRQ"

 :DVWKHUHDJHQHUDOFRPPLWPHQWWRWKHJRDOVRIWKHSURMHFWE\DOO

RIWKHFRQVWLWXHQFLHVLQLWVGHVLJQ"

D :KRVHSROLWLFDODGPLQLVWUDWLYHWHFKQLFDODQGILQDQFLDOVXSSRUW

FRXOGLQLWLDOO\EHFRXQWHGXSRQ"

E :KDWUHVRXUFHGLGWKHVHVXSSRUWHUVKDYH"

F :KDWFRQIOLFWVDURVHDQGKRZZHUHWKH\VHWWOHG":KDWZHUHWKH

FRPSURPLVHVPDGH"

4.3.1.2 Feasibility Analysis and Appraisal

 +RZH[WHQVLYHZDVWKHSUHOLPLQDU\GHVLJQ"

D :KR SUHSDUHG LW" :KDW LV WKH EDFNJURXQG LQIRUPDWLRQ RQ WKH

FRPSDQ\RUJURXSWKDWSUHSDUHGWKHSUHOLPLQDU\GHVLJQ"

E +RZUHOLDEOHZHUHWKHDVVXPSWLRQVDQGVXSSRUWLQJGRFXPHQWV"

 :DVDIRUPDOIHDVLELOLW\DQDO\VLVFRQGXFWHG"
 :KRFRQGXFWHGLW"

D :DVLWDQDWLRQDORUJDQL]DWLRQDQLQWHUQDWLRQDODVVLVWDQFHDJHQF\

D FRQVXOWLQJ WHDP RU D FRPELQDWLRQ RI DOO RI WKHVH" 2U LV LW

background image

‹&5&3UHVV//&

ZLWKLQWKHSURMHFWGHYHORSPHQWJURXSRIWKHFRUSRUDWHRUUHJLRQDO

KHDGTXDUWHUV"

E :KDWZHUHWKHNH\TXDOLILFDWLRQVRIWKHNH\SHUVRQVLQYROYHG"

 +RZFRPSUHKHQVLYHDQGGHWDLOHGZHUH

D 7KH WHFKQLFDO IHDVLELOLW\ VWXGLHV  SURMHFW ORFDWLRQ DQG OD\RXW

VXEVXUIDFH FRQGLWLRQV DQG SUREOHP DUHDV WHFKQRORJ\ QHHGV

DYDLODELOLW\RIFRQVWUXFWLRQDQGUDZPDWHULDOVSURYLVLRQIRUHQYL

URQPHQWDOLPSDFWUHTXLUHPHQWVDYDLODELOLW\DQGWUDLQLQJRIWHFK

QLFDOSHUVRQQHODQGRWKHUDUHDVRIFRQFHUQ "

E 7KHILQDQFLDOIHDVLELOLW\DQDO\VHV LQYHVWPHQWDQDO\VLVSURMHFWHG

FDSLWDOQHHGVDWYDULRXVVWDJHV "

F 7KHHFRQRPLFIHDVLELOLW\DQDO\VHV UHJLRQDOFRUSRUDWHHFRQRPLF

EHQHILWV FRVWEHQHILW VWXGLHV RI DOWHUQDWLYH GHVLJQV HIIHFW RQ

HPSOR\PHQWDQGFXOWXUDOGLYHUVLW\LQWKHSURMHFWDUHD "

G 7KHPDUNHWDQGFRPPHUFLDOLQGXVWULDOIHDVLELOLW\RIWKHFRUSR

UDWHSURMHFWRUDVDSSURSULDWHIRUDSXEOLFVHFWRUSURMHFW"

H 7KHDGPLQLVWUDWLYHRUJDQL]DWLRQDODQGPDQDJHULDOVWXGLHV"

I 7KHHQYLURQPHQWDOEDVHOLQHVWXGLHV"

J ,IQHHGEHWKHHQYLURQPHQWDOLPSDFWVWXGLHV HVWLPDWHGLPSDFW

DQGPLWLJDWLRQLQYROYHGLQWKHSURMHFW "

K 7KHVRFLDODQGSROLWLFDOLPSDFWVWXGLHV"

 'LG  WKH VWXG LHV UHYHDO DQ\ ZHDNQHVVHV LQ WKH SURMHFW WKDW PLJKW

DIIHFWIXWXUHRSHUDWLRQV"

D ,IVRZKDWZHUHWKHVHZHDNQHVVHV"

E +RZZHUHWKHVHZHDNQHVVHVDGGUHVVHG"

F $Q\SURYLVLRQVWRSUHYHQWVXFKZHDNQHVVHVIURPUHFXUULQJ"

 :KDWDSSUDLVDOFULWHULDZHUHXVHG"

D :KRKDGDXWKRULW\IRUWKHDSSUDLVDO"

E :HUHWKHDSSUDLVHUVWUDLQHG"

 :KDWSURFHGXUHVZHUHXVHGGXULQJWKHDSSUDLVDOSURFHVV"

D +RZPDQ\VWDJHVGLGLWJRWKURXJK"

E +RZH[WHQVLYHDQGLQWHQVLYHZHUHWKH\"

 'LGWKHDSSUDLVHUVDQGUHYLHZHUVPDNHDQRQVLWHLQVSHFWLRQ"
 :HUHWKHUHDQ\UHVHUYDWLRQVDERXWWKHRYHUDOODELOLW\RIWKHSURMHFW

WRVXFFHHG"

background image

‹&5&3UHVV//&

D ,IVRZKDWZHUHWKHVHUHVHUYDWLRQV":KRPDGHWKHVHUHVHUYD

WLRQV"

E :HUHWKHUHDQ\SUREOHPVWKDWRWKHUDSSUDLVHUVIRUHVDZWKDWZHUH

QRWLQFOXGHGLQWKHILQDODSSUDLVDO"

F ,IVRZKDWZHUHWKHSUREOHPVDQGZK\ZHUHWKH\QRWLQFOXGHG"

 +RZZHUHXQFHUWDLQWLHVDQGJDSVLQWKHUHOLDEOHHVWLPDWHVRUSUR

MHFWLRQVDIIHFWLQJSURMHFWDSSUDLVDOGHDOWZLWK"

4.3.1.3 Design

 :KDWZHUHWKHPDMRUVRXUFHVRIGDWDRULQIRUPDWLRQXVHGLQGHVLJQ

LQJWKHSULQFLSDOFRPSRQHQWVRIWKHSURMHFW"+RZDERXWWKHVHPL

PDMRUFRPSRQHQWV"

 +RZZHOOGLGWKHSURMHFWGHVLJQUHIOHFWWKHLQLWLDODQGPRVWLPSRU

WDQWREMHFWLYHVDQGWDUJHWVRIWKHSURMHFWLGHD"

 +RZ FOHDUO\ DQG H[SOLFLWO\ ZHUH WKH SXUSRVHV DQG JRDOV RI WKH

SURMHFWGHILQHGDQGVWDWHG"

D :HUH WKH LPPHGLDWH JRDOV GLVWLQJXLVKHG IURP ORQJHUUDQJH

JRDOV"

E :HUHSURMHFWREMHFWLYHVUHODWHGWREURDGHUGHYHORSPHQWVWXGLHV"

 'LGWKHSURSRVDOLQFOXGHPHDVXUDEOHWDUJHWVIRUDWWDLQLQJREMHFWLYHV

DQGVSHFLILFDWLRQVIRUWKHSURMHFW¶VRXWSXWV"

 'LGWKHVRXUFHRIWKHSURMHFW¶VLGHQWLILFDWLRQLQIOXHQFHKRZLWZDV

SUHSDUHGDQGGHVLJQHG",IVRKRZ"

 :KDW DWWHPSWV ZHUH PDGH WR LGHQWLI\ WKH SRWHQWLDO SURMHFW PDQ

DJHU V DQGWRLQYROYHKLPRUKHULQUHYLHZLQJERWKSURMHFWSODQV

DQGGHVLJQ"

 :HUH WKH SURMHFW¶V DFWLYLWLHV IXQFWLRQV WDVNV DQG FRPSRQHQWV

FOHDUO\LGHQWLILHGDQGDQDO\]HG"

 +RZPDQ\DQGZKDWNLQGRIGHVLJQDOWHUQDWLYHVZHUHFRQVLGHUHG

DQGDQDO\]HG"

D +RZZHUHWKHVHDOWHUQDWLYHVHYDOXDWHGDQGFKRVHQ"

E :HUHUHOHYDQWEXLOGLQJDQGRWKHUFRGHVVDWLVILHG"

F :HUH UHOHYDQW HQYLURQPHQWDO LPSDFW DVVHVVPHQWV DQG VWXGLHV

LQFOXGLQJPLWLJDWLRQPDGHIRUHDFKDOWHUQDWLYH"

background image

‹&5&3UHVV//&

 :HUHSUHFRQGLWLRQVRUSUHUHTXLVLWHVRIVXFFHVVFRQVLGHUHGGXULQJ

WKHGHVLJQWDVN":HUHSRWHQWLDOSUREOHPVRUERWWOHQHFNVWRVXFFHVV

IXOLPSOHPHQWDWLRQLGHQWLILHG"

 :HUHSRWHQWLDOVRFLDODQGFXOWXUDOLPSDFWVRIWKHSURMHFWWDNHQLQWR

FRQVLGHUDWLRQLQLWVGHVLJQ"

D :HUHDGYHUVHHIIHFWVLGHQWLILHG"

E ,IVRKRZZDVWKHGHVLJQPRGLILHG"

 'LGWKHSURMHFWGHVLJQLQGLFDWHDQDGHTXDWHPHFKDQLVPIRULQWHUQDO

DQGH[WHUQDOFRPPXQLFDWLRQUHTXLUHPHQWV"

 :HUH OLQNV DQG UHODWLRQVKLSV ZLWK FRPSOHPHQWDU\ RU FRPSHWLQJ

SURMHFWVH[DPLQHG"

 ,QKRZPXFKGHWDLOZHUHSODQVEXGJHWVVSHFLILFDWLRQVMREGHVFULS

WLRQVDQGZRUNVFKHGXOHVSUHSDUHG"

 :HUHDOWHUQDWLYHRUJDQL]DWLRQDODUUDQJHPHQWVIRUSURMHFWH[HFXWLRQ

DQG RSHUDWLRQ FRQVLGHUHG" :HUH SODQV PDGH IRU H[SDQGLQJ WKH

DGPLQLVWUDWLYHDQGWHFKQLFDOFDSDFLW\RIWKHSRWHQWLDOSURMHFWLPSOH

PHQWDWLRQXQLW"

 'LGWKHSURMHFWRUJDQL]DWLRQPDLQWDLQDEDODQFHDSSURSULDWHWRWKH

SURMHFWWDVNEHWZHHQWHFKQLFDODGPLQLVWUDWLYHDQGPDQDJHULDOSHU

VRQVDQGIXQFWLRQV"

 :HUHWKHGLIIHUHQWHOHPHQWVRIWKHSURMHFWGHVLJQLQWHJUDWHGLQWRD

FRKHUHQWZKROH"

D :DVWKHUHDQ\RQHSHUVRQRUJURXSUHVSRQVLEOHIRUWKLVLQWHJUD

WLRQ"

E ,IVRZKDWZHUHWKHLUTXDOLILFDWLRQV"

 :DVDSRVWHYDOXDWLRQSODQSUHSDUHGDQGZHUHDUUDQJHPHQWVPDGH

IRUFROOHFWLQJEDVHOLQHGDWDIRUWKHYDULRXVWDVNV"

D ,IVRZKDWPHWKRGZDVVHOHFWHGIRUWKHHYDOXDWLRQ"

E 'LGLWLQFOXGHFKHFNVRQSURMHFWJRDOVFRVWVTXDOLW\DQGVFKHG

XOH"

F 'RWKHEDVHOLQHGDWDUHIOHFWDOOWKHIHDVLELOLW\VWXGLHVDVFRYHUHG

LQ&KDSWHU"

G $UHWKH\VXIILFLHQWWRSUHSDUHDFKHFNOLVWIRUSURMHFWLPSOHPHQ

WDWLRQDQGFRQWURO"

background image

‹&5&3UHVV//&

4.3.2 P

HASE

 2: S

ELECTION

, A

PPROVAL

AND

 A

CTIVATION

4.3.2.1 Selection and Approval

 :KDWDSSUDLVDODQGVHOHFWLRQFULWHULDZHUHXVHG"
 +RZPDQ\VWDJHVRIUHYLHZZHUHQHFHVVDU\EHIRUHUHDFKLQJILQDO

VHOHFWLRQDQGDSSURYDO":KRSDUWLFLSDWHGLQWKHUHYLHZVHOHFWLRQ

DQGDSSURYDOSURFHVVHV"

 'LGWKHVHVWDJHVLQYROYH

D 2EWDLQLQJOHJLVODWLYHDQGRUSROLF\FKDQJHDXWKRUL]DWLRQ"

E 2EWDLQLQJH[HFXWLYHDQGRUFRUSRUDWHDSSURYDO"

F &RQILUPLQJSURFHGXUHVIRUEXGJHWRSHUDWLRQKXPDQUHVRXUFHV

PDQDJHPHQWDQGLQWHUDJHQF\DQGLQWHUEUDQFKRSHUDWLRQ"

 'LGDQ\FKDQJHVRFFXULQWKHSURMHFWHQYLURQPHQWVLQFHWKHWLPH

RIWKHIHDVLELOLW\VWXG\WKDWDIIHFWHGSURMHFWDSSURYDO"

 +RZ ORQJ GLG WKH DSSUDLVDO VHOHFWLRQ QHJRWLDWLRQ DQG DSSURYDO

SURFHVVHVWDNH"

 :KDWPDMRUIDFWRUVVXFKDVSROLWLFDOVRFLDOWHFKQLFDOHFRQRPLF

DGPLQLVWUDWLYHDQGPDQDJHULDOHQYLURQPHQWDODQGRWKHUVZHUHFRQ

VLGHUHGWKDWLQIOXHQFHGGHFLVLRQVDWHDFKVWDJHRIWKHUHYLHZ"

 +RZZHUHWKHXQFHUWDLQWLHVDQGJDSVLQWKHUHOLDEOHHVWLPDWHVRI

SURMHFWLRQVDIIHFWLQJSURMHFWDSSUDLVDODQGVHOHFWLRQGHDOWZLWK"

 :DVWKHSURSRVDOLQFRPSHWLWLRQZLWKRUFRPSOHPHQWDU\WRRWKHUV"

,IVRZDVWKHSURMHFWDSSUDLVHGDQGHYDOXDWHGFRPSDUDWLYHO\ZLWK

WKHVHRWKHUV"

 :KLFKRIWKHIROORZLQJFULWHULDZHUHXVHGLQWKHVHOHFWLRQ"

D /LQNDJHZLWKQDWLRQDORUORFDOSURJUDPVRULQWKHFDVHRIFRU

SRUDWH SURMHFWV OLQNDJH ZLWK RWKHU XQLWV DQG SURGXFWV LQ WKH

FRUSRUDWLRQ"

E $FFHOHUDWLQJ WKH SDFH RI HFRQRPLF DQG VRFLDO SURJUHVV LQ WKH

DUHDRUSURILWDELOLW\RIWKHFRUSRUDWLRQRUDGYDQFLQJWKHIURQWLHUV

RIFRPSHWLWLRQDJDLQVWRWKHUSURGXFWV"

F $YDLODELOLW\RIPDQSRZHUQDWXUDOUHVRXUFHVDQGUDZPDWHULDOV"

G 3ULRULWLHV GLFWDWHG E\ SROLWLFDO SUHVVXUHV FRUSRUDWH FXOWXUH RU

FRPSHWLWLYHSRVLWLRQLQJ"

H 4XDOLW\FRVWDQGGXUDWLRQ"

I 2WKHUFULWHULD",IVROLVW

background image

‹&5&3UHVV//&

 )URP ZKDW VRXUFHV ZDV WKH SURMHFW WR EH IXQG HG " ,QWHUQDO

UHVRXUFHV" /RDQV IURP IXQGLQJ RUJDQL]DWLRQV ² FRUSRUDWH

QDWLRQDORULQWHUQDWLRQDODQGRWKHUVRXUFHV"

 :KRZDVLQYROYHGLQWKHQHJRWLDWLRQRIORDQVJUDQWVRURWKHUIRUPV

RIIXQGLQJIRUWKHSURMHFW"

D :KDWZHUHWKHPDMRULVVXHVRIQHJRWLDWLRQ"

E :KDWZHUHWKHSRVLWLRQVRIWKHQHJRWLDWRUV"

F +RZZHUHGLIIHUHQFHVUHVROYHG"

 :HUHFRQVWUDLQWVDQGFRQGLWLRQVSODFHGRQWKHSURMHFW¶VGHVLJQRU

RSHUDWLRQE\WKHVHOHFWLRQDSSURYDORUIXQGLQJDXWKRULWLHV":DV

WKHSODQPRGLILHGWRFRQIRUPWRWKRVHFRQGLWLRQV"

4.3.2.2 Activation

 :KDWFULWHULDZHUHXVHGLQFKRRVLQJDSURMHFWLPSOHPHQWDWLRQXQLW

RUH[HFXWLQJDJHQF\"

 :KDWYDULDEOHVLQIOXHQFHGWKHFKRLFHRIRUJDQL]DWLRQDOVWUXFWXUH"
 :KDWZDVWKHUHODWLRQVKLSEHWZHHQWKHSURMHFWLPSOHPHQWDWLRQXQLW

DQG KLJKHU RUJDQL]DWLRQDO DXWKRULWLHV LQ WHUPV RI UHVSRQVLELOLWLHV

DQGVXSSRUW"

 :KRZDVLQFOXGHGLQWKHSURMHFWWHDP"

D :HUHWKH\UHOLHYHGRIWKHLUSUHYLRXVUHVSRQVLELOLWLHVWHPSRUDULO\

RUSHUPDQHQWO\"

E :HUHWKH\LQFOXGHGRQDSDUWWLPHRUIXOOWLPHEDVLV"

F :KDWZHUHWKHLUTXDOLILFDWLRQV"

 :KDWFULWHULDZHUHXVHGLQVHOHFWLQJSHUVRQQHOIRUWKHSURMHFWWHDP"

,QVHOHFWLQJWKHSURMHFWPDQDJHU"

D :KDWUHFUXLWPHQWPHWKRGVZHUHXVHG"

E :KDWLQGXFHPHQWVZHUHSURYLGHG"

 :HUHWKHSURMHFWOHDGHUDQGWKHSURMHFWWHDPJLYHQWKHLUMREUHVSRQ

VLELOLWLHVFOHDUO\":HUHWKH\JLYHQRULHQWDWLRQRUDSHULRGRIUHWUDLQ

LQJ"

 :KDWZRUNLQJFRQWUDFWVDQGDFWLYDWLRQGRFXPHQWVZHUHXVHG":KR

SUHSDUHGWKHP"

 :HUH DGHTXDWH LQIRUPDWLRQ DQG FRQWURO V\VWHPV SURYLGHG DW WKH

DFWLYDWLRQSKDVH",IQRWZK\QRW"

background image

‹&5&3UHVV//&

 +RZZDVWKHSURMHFWRUJDQL]HGLQWHUQDOO\ZLWKUHJDUGWR

D :RUNDQGWDVNGLYLVLRQ"

E $XWKRULW\UHVSRQVLELOLW\DQGVXSHUYLVLRQ"

F &RPPXQLFDWLRQFKDQQHOVDPRQJGLYLVLRQVDQGVXSSRUWLQJRUJD

QL]DWLRQV"

G 5HODWLRQVKLSV EHWZHHQ WHFKQLFDO PDQDJHULDO DQG VXSSRUWLQJ

RUJDQL]DWLRQV"

H 5HVRXUFHSURFXUHPHQWDQGDOORFDWLRQ"

I 0RQLWRULQJDQGUHSRUWLQJ"

 :KDWW\SHVRIV\VWHPVRUSURFHGXUHVZHUHHVWDEOLVKHGIRUELGGLQJ

DQGFRQWUDFWLQJ"

 :KDWZHUHWKHPDMRUVRXUFHVRIWKHIROORZLQJSURMHFWLQSXWV"

D )LQDQFLDOUHVRXUFHV"

E 0DWHULDOVVXSSOLHVHTXLSPHQWDQGIDFLOLWLHV"

F 0DQSRZHU"

G 3ROLWLFDOFRUSRUDWHVXSSRUW"

H 7HFKQRORJ\"

I 3XEOLFSDUWLFLSDWLRQ"

 :HUHGHWDLOHGDQGUHDOLVWLFSURMHFWRSHUDWLRQSODQVIRUPXODWHGIRU

D %XGJHWLQJ"

E 5HFUXLWPHQWDQGWUDLQLQJRISHUVRQQHO"

F 'DWDFROOHFWLRQ"

G :RUNDQGDFWLYLW\VFKHGXOLQJ"

4.3.3 P

HASE

 3: O

PERATION

, C

ONTROL

AND

 H

ANDOVER

4.3.3.1 Implementation

 +RZZHUHZRUNDFWLYLWLHVDQGSURMHFWWDVNVVFKHGXOHG"

D 'LGWKHSURMHFWPDQDJHPHQWWHDPPDNHXVHRIVXFKWHFKQLTXHV

DV&30RU3(57DQDO\VLVDQGRWKHUDGYDQFHGFRPSXWHUDLGHG

WHFKQLTXHV"

E :KDWWHFKQLTXHZDVXVHGDQGZK\ZDVLWVHOHFWHG"

 :DVWKHUHDQDGHTXDWHPDQDJHPHQWLQIRUPDWLRQV\VWHP"
 'LGLWGHILQH

D ,QIRUPDWLRQUHTXLUHPHQWV"

E 6RXUFHVRILQIRUPDWLRQ"

F 6\VWHPDWLFSURFHGXUHVDQGRUJDQL]DWLRQVIRUFROOHFWLQJGDWD"

background image

‹&5&3UHVV//&

G $FRRUGLQDWHGGHVLJQWRLQWHJUDWHLQWHUQDODQGH[WHUQDOSURMHFW

DFWLYLWLHV"

 :HUHIHHGEDFNFKDQQHOVDQGIHHGEDFNHOHPHQWVLGHQWLILHG"

D :DVDGHTXDWHXVHPDGHRIWKHVHFKDQQHOV"

E :DVDGHTXDWHXVHPDGHRIWKHLQIRUPDWLRQUHFHLYHGIURPWKHVH

FKDQQHOV"

 :HUHIRUPDOSUREOHPVROYLQJRUWURXEOHVKRRWLQJSURFHGXUHVHVWDE

OLVKHG"

 :KDWDUUDQJHPHQWVZHUHPDGHIRUFRRUGLQDWLRQRISURMHFWDFWLYLWLHV

ZLWK VXSSRUWHUV VXSSOLHUV FOLHQWV RWKHU FRUSRUDWH EUDQFKHV DQG

WKHSXEOLF"

 :KDWZDVWKHOHDGHUVKLSVW\OHRIWKHSURMHFWPDQDJHUGXULQJWKH

LPSOHPHQWDWLRQSKDVH"&RXOGLWEHFKDUDFWHUL]HGDV

D 0DQDJHPHQW E\ FRQWURO" $ PDQDJHPHQW DSSURDFK LQYROYLQJ

DXWKRULW\DQGUHVSRQVLELOLW\WRRYHUVHHDQGFRRUGLQDWHDOOSKDVHV

LQWKHSURMHFWF\FOHLQRUGHUWRHQVXUHWKDWSURMHFWJRDOVDUHPHW

RQERWKEXGJHWDQGVFKHGXOH

E 0DQDJHPHQWE\REMHFWLYHV"$PDQDJHPHQWDSSURDFKDFFRUGLQJ

WRZKLFKSHUIRUPDQFHLVPRQLWRUHGE\FRPSDULQJDFWXDORXWSXWV

ZLWKLQLWLDOJRDOVDQGREMHFWLYHV

F 0DQDJHPHQW E\ H[FHSWLRQ" $ PDQDJHPHQW DSSURDFK WKDW

IRFXVHVRQSUREOHPVLQVFKHGXOLQJDQGDFWXDOSURJUHVV SURJUHVV

RIWKHREMHFWLVWKHSULPDU\FRQFHUQ 

 :DVWKHSURMHFWUHGHVLJQHGRUPRGLILHGWRPHHWXQDQWLFLSDWHGSURE

OHPVGXULQJLPSOHPHQWDWLRQ"

4.3.3.2 Supervision and Control

 :HUHIRUPDOV\VWHPVRUSURFHGXUHVFUHDWHGWR

D 3URFXUHLQVSHFWDQGLQYHQWRU\DWRSWLPXPOHYHOVUDZPDWHULDOV

DQGRWKHUUHVRXUFHV"

E (QVXUH YLJRURXV UHFUXLWPHQW DQG RSWLPXP XWLOL]DWLRQ RI PDQ

SRZHUDQGRXWSXW"

F 0RQLWRUEXGJHWSHUIRUPDQFHDQGFDVKIORZVIRUHFDVWFKDQJHV

LQIXQGLQJUHTXLUHPHQWV"

G ,QVSHFWWKHYDULRXVDFWLYLWLHVLQLPSOHPHQWDWLRQWRHQVXUHGHVLJQ

UHTXLUHPHQWVDUHPHW"

H 7HVWDQGDGDSWWUDQVIHUUHGWHFKQRORJ\"

background image

‹&5&3UHVV//&

 :KDWPHWKRGVZHUHXVHGWRUHSRUWSURJUHVVDQGSUREOHPVWRKLJKHU

DXWKRULWLHV"

 +RZZHUHUHPHGLDODFWLRQVLQLWLDWHGDQGSHUIRUPHGZKHQPRQLWRU

LQJDQGFRQWUROSURFHGXUHVLQGLFDWHGSUREOHPV"

 'LGFRQIOLFWVRFFXU

D %HWZHHQ WHFKQLFLDQV IURP GLIIHUHQW GLVFLSOLQHV RU VSHFLDOL]D

WLRQV"

E %HWZHHQDGPLQLVWUDWRUVDQGWHFKQLFLDQV"

F %HWZHHQSURMHFWPDQDJHUVZLWKLQWKHSDUHQWRUJDQL]DWLRQ"

G %HWZHHQ WKH SURMHFW LPSOHPHQWDWLRQ XQLW DQG RWKHU RUJDQL]D

WLRQV"

 :HUH SHULRGLF MRE PHHWLQJV KHOG WR UHVROYH DQ\ FRQIOLFWV" ,I VR

KRZRIWHQ"

4.3.3.3 Completion and Handover

 :HUHSURMHFWFRPSOHWLRQUHSRUWVSUHSDUHGDQGUHYLHZHG"
 :DVDSODQSUHSDUHGHLWKHUIRUUHSOLFDWLRQRUIRUWKHWUDQVLWLRQRID

VXFFHVVIXO H[SHULPHQWDO SLORW RU GHPRQVWUDWLRQ SURMHFW WR IXOO

VFDOHRSHUDWLRQ"

 :KDWDUUDQJHPHQWVZHUHPDGHIRUGLIIXVLRQRISURMHFWRXWSXWVDQG

UHVXOWV"

 :HUHUHSOLFDEOHFRPSRQHQWVRIWKHSURMHFWLGHQWLILHG"
 :HUHDUUDQJHPHQWVPDGHIRUIROORZXSLQYHVWPHQWRUPXOWLSKDVH

IXQGLQJ"

 :HUH H[WHQVLRQ RU WHFKQLFDO DVVLVWDQFH VHUYLFHV FUHDWHG WR DVVLVW

FOLHQWVRUXVHUVLQDGDSWLQJSURMHFWRXWSXWVDQGUHVXOWV"

 :HUHSURFHGXUHVDQGPHWKRGVRIKDQGRYHUWRDQRQJRLQJRUJDQL

]DWLRQZHOOHVWDEOLVKHG"

D :HUHWKH\FRPSOLHGZLWK"

E ,IQRWZK\QRW"

 :KDW NLQGV RI DUUDQJHPHQWV ZHUHPDGH WR WUDQVIHU XQXWLOL]HGRU

H[FHVVUHVRXUFHV KXPDQILQDQFLDOSK\VLFDODQGWHFKQLFDO IURP

WKHSURMHFWDWFRPSOHWLRQWRRWKHUSURMHFWVRURUJDQL]DWLRQV"

background image

‹&5&3UHVV//&

 :KDWDUUDQJHPHQWVZHUHPDGHIRUWKHWUDQVIHURUGLVSRVLWLRQRIWKH

FDSLWDODVVHWVRIWKHSURMHFW"

 :KDWDUUDQJHPHQWVZHUHPDGHIRUFUHGLWRUORDQUHSD\PHQW"

 :RXOG OHYHOV RI RXWVLGH IXQGLQJ FKDQJH FRQVLGHUDEO\ XSRQ KDQ

GRYHUWRDQRQJRLQJRUJDQL]DWLRQ"

 :HUH SURMHFW SHUVRQQHO UHDVVLJQHG WR QHZ GXWLHV DW WKH SURMHFW¶V

FRPSOHWLRQ"

 'LG WKH KDQGRYHU PHDQ WKDW QHZ SHUVRQV WRRN RYHU WKH SURMHFW

DFWLYLWLHVRUZHUHWKHVDPHSHUVRQVWUDQVIHUUHGWRDGLIIHUHQWVHWWLQJ

ZLWKLQWKHRUJDQL]DWLRQ"

 :KDWUHVWUXFWXULQJRUPRGLILFDWLRQZDVUHTXLUHGRIWKHUHFHLYLQJ

DJHQF\LQVWLWXWLRQRULPSOHPHQWLQJFRPSDQ\"

 :KDWGLIILFXOWLHVDURVHDVDUHVXOWRIWKHWUDQVIHUDQGKDQGRYHU

D 7RWKHSURMHFWWHDP"

E 7RWKHUHFHLYLQJLQVWLWXWLRQV"

F 7RWKHEHQHILFLDULHV"

G 7RWKHIXQGLQJDJHQFLHV"

4.3.4 P

HASE

 4: E

VALUATION

 

AND

 R

EFINEMENT

4.3.4.1 Evaluation and Follow-Up

 :DVWKHQHHGIRUWKHHYDOXDWLRQDGHTXDWHO\SHUFHLYHG"
 :HUHWKHREMHFWLYHVRIWKHHYDOXDWLRQVXIILFLHQWO\FOHDU"
 :KDWW\SHRIHYDOXDWLRQZDVGHFLGHGXSRQ":DVWKHIRFXVWREHRQ

VKRUWPHGLXPRUORQJWHUPHIIHFWVEHQHILWVRIWKHSURMHFW"

 :HUHIRUPDOHYDOXDWLRQSURFHGXUHVHVWDEOLVKHG":DVDQHYDOXDWLRQ

WLPHWDEOHVHWXS"

 :KDWWHFKQLTXHVZHUHXVHGLQWKHHYDOXDWLRQ FRVWEHQHILWDQDO\VLV

EDVHOLQHPHDVXUHVHWF "

 :KRGLGWKHHYDOXDWLRQ"

D :DVLWDQLQGLYLGXDORUDWHDP"

background image

‹&5&3UHVV//&

E ,IDWHDPZDVLWFRPSRVHGRILQGLYLGXDOVLQGHSHQGHQWDQGRXW

VLGHRIWKHSDUHQWLQVWLWXWLRQKROGLQJFRUSRUDWLRQRURILQGLYLG

XDOVIURPZLWKLQRUERWK"

F :K\ZDVWKLVFKRLFHPDGH"

 :KDWOHYHORIVHQLRULW\GLGWKHHYDOXDWRUVKDYH"
 :HUHDGHTXDWHEDFNJURXQGLQIRUPDWLRQDQGGDWDSURYLGHGIRUHYDO

XDWLRQSXUSRVHV"

 :DV WKH HYDOXDWLRQ WHDP SURYLGHG ZLWK DGHTXDWH DGPLQLVWUDWLYH

VXSSRUW"

 :KDWZHUHWKHUHVXOWVRIWKHHYDOXDWLRQ"

D :HUHWKHLQWHQGHGEHQHILWVUHDOL]HG"

E ,IQRWZK\QRW"

 :DVSURMHFWHIILFLHQF\PHDVXUHGXVLQJWLPHVFKHGXOHEXGJHWDQG

SHUIRUPDQFHRXWSXWFRQVLGHUDWLRQV":KDWZHUHWKHPDMRUIDFWRUV

FDXVLQJ GHOD\ FRVW RYHUUXQV DQG IDLOXUH WR PHHW SURMHFW SHUIRU

PDQFHFULWHULD"

 :HUH YDULDQFH DQDO\VLV DQG RWKHU PHWKRGV XVHG WR PHDVXUH WKH

GLIIHUHQFHEHWZHHQSURMHFWHGDQGDFWXDOUHVXOWV"

 'LG WKH HYDOXDWLRQ FRQVLGHU WKHDSSURSULDWHQHVVRIWKH IROORZLQJ

DVSHFWVRIWKHSURMHFW

D 0DQDJHPHQWLQIRUPDWLRQV\VWHP"

E /HYHORIWHFKQRORJ\"

F 2SHUDWLQJGHVLJQ"

G 0DQSRZHUFDSDELOLWLHV"

H 2UJDQL]DWLRQDOVWUXFWXUHVDQGIOH[LELOLW\"

 'LGWKHRXWFRPHRIWKHSURMHFWVXSSRUWWKHSURJUDPPDWLFDQGSROLF\

JRDOVIRUZKLFKWKHSURMHFWZDVLQWHQGHG"

 :KDW ZDV WKH RYHUDOO LPSDFW RI WKH SURMHFW RQ WKH UHJLRQ DQG

ORFDOLW\VHFWRURUFRUSRUDWLRQ"

 :KDWZDVWKHSUHYDLOLQJDWWLWXGHDQGUHDFWLRQRIWKHHQGXVHUVDW

WKHVWDUWRIWKHSURMHFW"

D :KDWZDVLWDWWKHHQG"

E 'LGWKH\SHUFHLYHWKHSURMHFWREMHFWLYHVLQWKHVDPHZD\"

 'LGWKHHYDOXDWLRQLGHQWLI\XQPHWQHHGV"'LGWKHHYDOXDWLRQLGHQ

WLI\SLJJ\EDFNRUIROORZXSSURMHFWV"

background image

‹&5&3UHVV//&

 'LGWKHHYDOXDWLRQLGHQWLI\UHSOLFDEOHFRPSRQHQWVRIWKHSURMHFW"

D 'LGLWLGHQWLI\WKHQHHGIRUIROORZXSLQYHVWPHQWRUPXOWLSKDVH

IXQGLQJ"

E 'LG LW GHWHFW XQIRUHVHHQ VLGH HIIHFWV RI WKH SURMHFW ZKHWKHU

IRUWXQDWHRUXQIRUWXQDWH"

 :HUHIRUPDOHYDOXDWLRQUHSRUWVSUHSDUHGDQGSUHVHQWHG"

D 7RZKLFKLQGLYLGXDOVRUDJHQFLHVZHUHWKH\JLYHQ"

E :KHQ"

F +RZZHUHWKH\XVHG"

 'LGWKHSURMHFWWHDPVVHHWKHUHSRUWVRUSDUWLFLSDWHLQWKHLUIRUPX

ODWLRQRUSUHSDUDWLRQ"

D ,IVRZKDWZDVWKHUHVSRQVH"

E ,IQRWZK\QRW"

4.3.4.2 Refinement of Policy and Planning

 :HUHWKHUHVXOWVRIWKHHYDOXDWLRQIROORZHGXS"

D ,IVRE\ZKRPDQGKRZVRRQDIWHUZDUG"

E :KDWZHUHWKHUHVXOWV"

F ,IWKHUHZDVQRIROORZXSZK\QRW"

 'LGWKHHYDOXDWLRQUHVXOWVOHDGWRWKHIRUPXODWLRQRISURSRVDOVIRU

IXUWKHUSURMHFWV"'LGWKH\OHDGWRLPSURYHPHQWVRUPRGLILFDWLRQV

RIQDWLRQDOUHJLRQDORUFRUSRUDWHSROLF\"

 :KDWOHVVRQVDQGLQVLJKWVZHUHJDLQHGIURPWKHSURMHFW"

D :DVWKHUHDQDQDO\VLVRIWKHUHDVRQIRUGHYLDWLRQVLQLPSOHPHQ

WDWLRQIURPWKHRSHUDWLQJSODQ"

E 'LGWKHDQDO\VLVUHYHDOERWKORQJDQGVKRUWWHUPOHVVRQV"

F :KDWZHUHWKH\"

 +RZ FDQ WKHVH OHVVRQV EH DSSOLHG WR UHILQH WKH SURMHFW RU IXWXUH

VLPLODUSURMHFWV"

 +RZ FDQ WKHVH OHVVRQV EH DSSOLHG WR IXWXUH SROLF\ GHFLVLRQV RQ

SURMHFWPDQDJHPHQW"

$VWKHIRUHJRLQJOLVWRITXHVWLRQVGHPRQVWUDWHVWKHLVVXHVDQGIDFWRUV

DIIHFWLQJSURMHFWSODQQLQJDQGPDQDJHPHQWDUHQXPHURXVDQGFRPSOH[7R

EULQJRUGHURXWRIWKLVPD]HRIGLYHUVHIDFWRUVWKH,3406RUJDQL]HVPDQ

DJHPHQWWDVNVDQGLVVXHVLQWRDQLQWHJUDWHGFRQFHSWZKLFKYLHZVSURMHFWVLQ

background image

‹&5&3UHVV//&

WKHLUHQWLUHW\IURPLGHQWLILFDWLRQWRIROORZXSDQGSODFHVWKHPLQDFRKHVLYH

IUDPHZRUN7KLVFRQFHSWXDOIUDPHZRUNSURYLGHVDFRPSUHKHQVLYHDQGEDO

DQFHG DSSURDFK WR SODQQLQJ DQG PDQDJHPHQW RQH WKDW ZLOO UHVXOW LQ WRWDO

TXDOLW\DQGFRVWHIIHFWLYHQHVVLQDOOSURJUDPVDQGSURMHFWV

4.4 SAMPLE PROPOSAL FOR CASE HISTORY

$VDPSOHRIWKHIRUPGHYHORSHGIRU,3406FDVHSURSRVDOVIROORZV

3URSRVHG7LWOHRI&DVH+LVWRU\ 



$XWKRU 

)DPLO\

)LUVW

7LWOH

$GGUHVV




3UHVHQW3RVLWLRQ



4XDOLILFDWLRQV 



&XUULFXOXP9LWDH3OHDVHDWWDFK&9WRSURSRVDOJLYLQJIXUWKHUGHWDLOVSDUWLFXODUO\UHJDUGLQJ

SRVLWLRQVKHOGOLVWRISXEOLFDWLRQVHWF

$ERXWWKH&DVH

'HVFULSWLRQRIWKHFDVH3OHDVHDWWDFKDWZRWRIRXUSDJHGHVFULSWLRQRIWKHFDVHFRYHULQJ
WKHYDULRXVVWDJHVDVRXWOLQHGLQWKHLQWHJUDWHGSODQQLQJDQGTXDOLW\PDQDJHPHQWV\VWHP
,QFOXGHLQ\RXUGHVFULSWLRQ

D 7KHGDWHVRIWKHSURMHFWFRPPHQFHPHQWDQGFRPSOHWLRQ
E 'HWDLOVRIWKHVWDJHVRI\RXUFDVH\RXFRQVLGHUZRXOGEHHVSHFLDOO\LPSRUWDQWIRU
WHDFKLQJSDUWLFXODUDVSHFWVRISURMHFWPDQDJHPHQW
F 7KHNH\RUJDQL]DWLRQDORUPDQDJHPHQWDFWLYLWLHVLQWKHSURMHFWZKLFKLPSUHVVHG\RXDV
EHLQJSDUWLFXODUO\VLJQLILFDQW
G 2UJDQL]DWLRQ6HWWLQJ$WWDFKDRQHWRWZRSDJHGHVFULSWLRQRIWKHRUJDQL]DWLRQDOVHWWLQJ
RIWKHFDVHLQFOXGLQJGHWDLOVRIWKHSURMHFWRUJDQL]DWLRQDQGSURMHFWPDQDJHPHQWSHUVRQQHO
H 3HUVRQDO,QYROYHPHQW6WDWHEULHIO\DQ\SHUVRQDOLQYROYHPHQW\RXKDGLQWKHFDVH

background image

‹&5&3UHVV//&

6RXUFH0DWHULDOV

D $UHWKHPDWHULDOVGRFXPHQWVHWFQHHGHGIRUWKHFDVHDYDLODEOHIRU\RXUXVH"



E :KDWRUJDQL]DWLRQVKDYHWKHPDWHULDOV"




F ,VVSHFLDOSHUPLVVLRQUHTXLUHGWRXVHWKHPDWHULDOV",IVRSOHDVHOLVWWKRVHPDWHULDOVDQG
KRZSHUPLVVLRQVKRXOGEHREWDLQHG






:RUN3ODQ

D +RZORQJZLOOLWWDNH\RXWRZULWHWKHILUVWGUDIW"



E :KHQDUH\RXDEOHWRVWDUWZULWLQJWKHFDVH"



F ,I\RXUSURSRVDOLVDFFHSWHGZKHQGR\RXH[SHFWWRILQDOL]HWKHFDVH"



,OOXVWUDWLRQV²3KRWRV

D 'R\RXSURSRVHWRXVHLOOXVWUDWLRQV HJJUDSKLFVSKRWRV "
E ,I\RXGRSOHDVHHVWLPDWHWKHQXPEHUWREHXVHG

/LQHGUDZLQJV
3KRWRV %ODFN :KLWH  


Document Outline